JayHawk Energy, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-01-27: Reporting owner Smart Shawn B; Form 3/A; Security Stock Purchase Warrant; Transaction Holding.
- 2017-01-27: Reporting owner Smart Oil LLC; Form 3/A; Security Stock Purchase Warrant; Transaction Holding.
- 2016-12-30: Reporting owner MAHONEY SCOTT; Form 3/A; Security Stock Purchase Warrant; Transaction Holding.
- 2016-12-30: Reporting owner Catalyst Capital LLC; Form 3/A; Security Stock Purchase Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-01-27 holding as of filing | Smart Shawn B 10% Owner | 3/A | Stock Purchase Warrant Derivative · Indirect · By Smart Oil, LLC | Holding | $0.01 exercise price | 2017-01-27 | ||
| 2017-01-27 holding as of filing | Smart Oil LLC 10% Owner | 3/A | Stock Purchase Warrant Derivative · Direct | Holding | $0.01 exercise price | 2017-01-27 | ||
| 2016-12-30 holding as of filing | MAHONEY SCOTT 10% Owner | 3/A | Stock Purchase Warrant Derivative · Indirect · By Catalyst Capital, LLC | Holding | $0.01 exercise price | 2016-12-30 | ||
| 2016-12-30 holding as of filing | Catalyst Capital LLC 10% Owner | 3/A | Stock Purchase Warrant Derivative · Direct | Holding | $0.01 exercise price | 2016-12-30 | ||
| 2016-12-30 holding as of filing | McGregor James R. 10% Owner | 3/A | Stock Purchase Warrant Derivative · Indirect · By JEM Equity, LLC | Holding | $0.01 exercise price | 2016-12-30 | ||
| 2016-12-30 holding as of filing | JEM Equity, LLC 10% Owner | 3/A | Stock Purchase Warrant Derivative · Direct | Holding | $0.01 exercise price | 2016-12-30 | ||
| 2016-10-03 holding as of filing | McGregor James R. 10% Owner | 3 | Stock Purchase Warrant Derivative · Indirect · By GEM Equity, LLC | Holding | $0.01 exercise price | 2016-10-03 | ||
| 2016-10-03 holding as of filing | MAHONEY SCOTT Director, Officer (Interim President and CEO), 10% Owner | 3 | Stock Purchase Warrant Derivative · Indirect · By Catalyst Capital, LLC | Holding | $0.01 exercise price | 2016-10-03 | ||
| 2016-10-03 holding as of filing | Catalyst Capital LLC 10% Owner | 3 | Stock Purchase Warrant Derivative · Direct | Holding | $0.01 exercise price | 2016-10-03 | ||
| 2016-09-30 holding as of filing | JEM Equity, LLC 10% Owner | 3 | Stock Purchase Warrant Derivative · Direct | Holding | $0.01 exercise price | 2016-09-30 | ||
| 2016-09-29 holding as of filing | Valiant Capital LLC 10% Owner | 3 | Stock Purchase Warrant Derivative · Direct | Holding | $0.01 exercise price | 2016-09-29 | ||
| 2016-09-29 holding as of filing | Smart Shawn B 10% Owner | 3 | Stock Purchase Warrant Derivative · Indirect · By Smart Oil, LLC | Holding | $0.01 exercise price | 2016-09-29 | ||
| 2016-09-29 holding as of filing | Smart Oil LLC 10% Owner | 3 | Stock Purchase Warrant Derivative · Direct | Holding | $0.01 exercise price | 2016-09-29 | ||
| 2016-09-29 holding as of filing | Wilson Tyler B. 10% Owner | 3 | Stock Purchase Warrant Derivative · Indirect · By Valiant Capital, LLC | Holding | $0.01 exercise price | 2016-09-29 | ||
| 2016-09-20 | MAHONEY SCOTT Director, Officer (Interim President, CEO, CFO) | 4 | Warrants Derivative · Indirect · By Vast Exploration LLC | S Open market or private sale of non-derivative or derivative security | −94,333,678 203,228,202 owned after | $23,583.40 | 2016-09-29 | |
| 2016-09-20 | Vast Exploration, LLC 10% Owner | 4 | Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −94,333,678 203,228,202 owned after | $23,583.40 | 2016-09-29 | |
| 2015-11-03 | Vast Exploration, LLC 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +39,645,872 118,874,159 owned after | $198,229.36 | 2015-11-05 | |
| 2015-11-03 | MAHONEY SCOTT Director, Officer (Interim President, CEO, CFO) | 4 | Warrants Derivative · Indirect · By Vast Exploration, LLC | P Open market or private purchase of non-derivative or derivative security | +39,645,872 118,874,159 owned after | $198,229.36 | 2015-11-05 | |
| 2015-10-08 | Vast Exploration, LLC 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +94,333,678 118,874,159 owned after | $471,668.39 | 2015-10-13 | |
| 2015-10-08 | MAHONEY SCOTT Director, Officer (Interim President, CEO, CFO) | 4 | Warrants Derivative · Indirect · By Vast Exploration, LLC | P Open market or private purchase of non-derivative or derivative security | +94,333,678 118,874,159 owned after | $471,668.39 | 2015-10-13 |