ITT EDUCATIONAL SERVICES INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-02: Reporting owner WEBER VIN; Form 4; Security Phantom Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-02: Reporting owner ODLE SAMUEL L; Form 4; Security Phantom Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-02: Reporting owner MORGAN THOMAS I; Form 4; Security Phantom Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-02: Reporting owner LAU JOANNA T; Form 4; Security Phantom Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-02 | WEBER VIN Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,083 46,083 owned after | $0.00 | 2016-05-03 | |
| 2016-05-02 | ODLE SAMUEL L Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,083 46,083 owned after | $0.00 | 2016-05-03 | |
| 2016-05-02 | MORGAN THOMAS I Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,083 46,083 owned after | $0.00 | 2016-05-03 | |
| 2016-05-02 | LAU JOANNA T Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,083 46,083 owned after | $0.00 | 2016-05-03 | |
| 2016-05-02 | COHEN JERRY M Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,083 46,083 owned after | $0.00 | 2016-05-03 | |
| 2016-05-02 | BROWN C DAVID II Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,083 46,083 owned after | $0.00 | 2016-05-03 | |
| 2012-01-27 | VAN BUREN MARTIN Officer (EVP, Chief Information Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,185 0 owned after | no price filed | 2012-01-31 | |
| 2012-01-27 | TANNER GLENN E Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,185 0 owned after | no price filed | 2012-01-31 | |
| 2012-01-27 | MCCORMACK JUNE M Officer (EVP & President Online Div) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,334 0 owned after | no price filed | 2012-01-31 | |
| 2012-01-27 | Fitzpatrick Daniel M Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,109 0 owned after | no price filed | 2012-01-31 | |
| 2012-01-27 | FEICHTNER EUGENE W Officer (EVP & Pres ITT Tech Inst Div) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,615 0 owned after | no price filed | 2012-01-31 | |
| 2012-01-27 | ELWOOD CLARK D Officer (EVP, Chief Admin&Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,062 0 owned after | no price filed | 2012-01-31 | |
| 2012-01-27 | MODANY KEVIN M Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,354 0 owned after | no price filed | 2012-01-31 | |
| 2011-01-27 | MODANY KEVIN M Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,354 11,354 owned after | $0.00 | 2011-01-28 | |
| 2011-01-27 | VAN BUREN MARTIN Officer (EVP, Chief Information Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,185 2,185 owned after | $0.00 | 2011-01-28 | |
| 2011-01-27 | MCCORMACK JUNE M Officer (EVP & President Online Div) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,334 2,334 owned after | $0.00 | 2011-01-28 | |
| 2011-01-27 | ELWOOD CLARK D Officer (EVP, Chief Admin&Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,062 3,062 owned after | $0.00 | 2011-01-28 | |
| 2011-01-27 | FEICHTNER EUGENE W Officer (EVP & Pres ITT Tech Inst Div) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,615 2,615 owned after | $0.00 | 2011-01-28 | |
| 2011-01-27 | Fitzpatrick Daniel M Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,109 3,109 owned after | $0.00 | 2011-01-28 | |
| 2011-01-27 | TANNER GLENN E Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,185 2,185 owned after | $0.00 | 2011-01-28 |