iSign Solutions Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2010-12-09: Form 8-K; Period of report 2010-12-07; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; Details 3.02.
- 2010-08-10: Form 8-K; Period of report 2010-08-04; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure; Details 3.02.
- 2010-07-30: Form 8-K; Period of report 2010-07-29; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2010-07-26: Form 8-K; Period of report 2010-07-22; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 3.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2010-12-09 | 8-K | 2010-12-07 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 3.02 On December 9, 2010, Communication Intelligence Corporation (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with its principal stockholders, Phoenix Venture Fund LLC (“Phoenix”) and Michael Engmann, and certain other parties (each an “Investor,” and, collectively, the “Investors”) relating to the sale and issuance to the Investors by the Company of approximately 2,200,000 shares of Series C Convertible Preferred Stock (the “Series C Preferred Stock”) and warrants to purchase shares of the Company’s Common Stock (the sale of shares of Series C Preferred Stock and the issuance of warrants to purchase shares of Common Stock is referred to collectively herein as the “Financing”). 5.02 Effective December 7, 2010, Guido DiGregorio resigned as the Company’s President and Chief Operating Officer and Frank Dane resigned as the Company’s Chief Financial Officer, Chief Legal Officer and Secretary. 7.01 On December 9, 2010, the Company issued a press release announcing the signing of the Purchase Agreement. | a10-22696_18k.htm |
| 2010-08-10 | 8-K | 2010-08-04 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure | 3.02 As previously disclosed, on June 21, 2010, Communication Intelligence Corporation (the “Company”) entered into an Exchange Agreement with its principal stockholders, Phoenix Venture Fund LLC (“Phoenix”) and Michael Engmann, and other holders of the Company’s outstanding senior secured indebtedness (collectively, the “Lenders”), pursuant to which the Lenders agreed to exchange all of the Company’s senior secured indebtedness into shares of Series B Participating Convertible Preferred Stock, par value $0.01 per share (the “Series B Preferred Stock”), at an exchange price of $1.00 per share (the “Recapitalization”). 5.02 In connection with the closing of the Recapitalization and Offering, Mr. Guido DiGregorio resigned on August 5, 2010 as a member of the Company’s Board of Directors, as Chairman of the Board, and as Chief Executive Officer. 5.07 On August 4, 2010, the Company held its 2010 Annual Meeting of Stockholders (the “Annual Meeting”) at which the stockholders voted upon (i) the election of four directors, (ii) a proposal to amend the Company’s Certificate of Incorporation to increase the number of shares of authorized capital stock, (iii) a proposal to amend and restate the Certificate of Designation with respect to the Company's outstanding Series A-1 Preferred Stock, and (iv) ratification of the appointment of GHP Horwath, P.C. as the Company's independent auditors for the year ending December 31, 2010. 7.01 On August 9, 2010, the Company issued a press release announcing the Company’s closing of the Recapitalization and Offering. | frm_8-kexchange.htm |
| 2010-07-30 | 8-K | 2010-07-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Communication Intelligence Corporation (“CIC”) is pleased to announce that, effective July 28, 2010, Brian K. Watson has been named VP-Product Development. | frm8-k22710.htm |
| 2010-07-26 | 8-K | 2010-07-22 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 3.02 On July 22, 2010, Communications Intelligence Corporation (the “Company”) entered into a third amendment (“Amendment No. 3 to the Credit Agreement”) of the Credit Agreement dated June 5, 2008 (“Credit Agreement”) by and among the Company and Phoenix Venture Fund LLC (“Phoenix”), Michael Engmann and Ronald Goodman (each a “Lender” and collectively the “Lenders”), which Credit Agreement had previously been amended by the parties thereto on May 28, 2009 in connection with a previous financing transaction and on May 4, 2010 in connection with a bridge financing transaction. | frm_8-k2010722.htm |
| 2010-06-25 | 8-K | 2010-06-21 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 On June 21, 2010, Communication Intelligence Corporation (the “Company”) entered into agreements with its two principal stockholders, Phoenix Venture Fund LLC (“Phoenix”) and Michael Engmann, other holders of the Company’s outstanding senior secured indebtedness (collectively, the “Lenders”) and other investors. 7.01 On June 22, 2010, the Company issued a press release announcing the Company’s entry into the Purchase Agreement and Exchange Agreement. | a10-12564_18k.htm |
| 2010-05-07 | 8-K | 2010-05-04 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 3.02 On May 4, 2010, Communications Intelligence Corporation (the “Company”) entered into a second amendment of the Credit Agreement dated June 5, 2008 (“Amendment No. 2 to the Credit Agreement”) by and among the Company and Phoenix Venture Fund LLC (“Phoenix”), Michael Engmann and Ronald Goodman (each a “Lender” and collectively the “Lenders”), which Credit Agreement had previously been amended by the parties thereto on May 28, 2009 in connection with a previous financing transaction. | frm_8k542010.htm |