ISC8 INC. /DE Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-11-18: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-11-01; Total offering amount $12,000,000.
- 2011-08-02: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2011-07-01; Total offering amount $5,000,000.
- 2011-07-15: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2011-07-01; Total offering amount $4,250,000.
- 2011-04-08: Federal exemption Rule 506; Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2010-12-23; Total offering amount $12,600,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-11-18 | Rule 506(b) | Equity; OptionToAcquire | 2013-11-01 | $12,000,000 | $5,140,000 | $6,860,000 | 13 |
| 2011-08-02 D/A | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-07-01 | $5,000,000 | $5,000,000 | $0 | 5 |
| 2011-07-15 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-07-01 | $4,250,000 | $4,250,000 | $0 | 4 |
| 2011-04-08 D/A | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2010-12-23 | $12,600,000 | $12,600,000 | $0 | 2 |
| 2011-03-21 | Rule 506 | OptionToAcquire; SecurityToBeAcquired | 2011-03-10 | $3,562,500 | $3,562,500 | $0 | 11 |
| 2011-01-28 D/A | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2010-12-31 | $877,555 | $877,555 | $0 | 18 |
| 2011-01-11 | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2010-12-31 | $626,968 | $626,968 | $0 | 9 |
| 2011-01-05 | Rule 506 | OptionToAcquire; SecurityToBeAcquired | 2010-12-24 | $1,755,000 | $1,755,000 | $0 | 10 |
| 2011-01-05 D/A | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2010-11-08 | $3,000,000 | $3,000,000 | $0 | 46 |
| 2011-01-05 | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2010-12-23 | $581,256 | $581,256 | $0 | 2 |
| 2011-01-05 | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2010-12-23 | $11,400,000 | $11,400,000 | $0 | 2 |
| 2010-12-09 | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2010-11-08 | $3,000,000 | $2,881,400 | $118,600 | 46 |
| 2010-08-06 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2010-04-30 | $1,425,000 | $1,425,000 | $0 | 1 |
| 2010-07-21 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2010-06-25 | $891,406 | $891,406 | $0 | 31 |
| 2010-07-01 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2009-09-30 | $3,594,700 | $3,594,700 | $0 | 67 |
| 2010-05-10 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2010-04-30 | $1,425,000 | $825,000 | $600,000 | 1 |
| 2010-04-23 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | Yet to occur | $1,425,000 | $1,425,000 | $0 | 1 |
| 2010-03-31 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2010-03-18 | $2,604,657 | $2,604,657 | $0 | 56 |
| 2009-10-26 | Rule 506 | Equity; OptionToAcquire | 2009-10-13 | $154,000 | $154,000 | $0 | 1 |
| 2009-10-07 | Rule 506 | Equity; OptionToAcquire | 2009-09-30 | $3,594,700 | $3,594,700 | $0 | 67 |