IronNet, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-08-26: Reporting owner LGL Systems Acquisition Holding Company, LLC; Form 4; Security Class B Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-08-26: Reporting owner LGL Systems Acquisition Holding Company, LLC; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2021-08-26: Reporting owner GABELLI MARC; Form 4; Security Class B Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-08-26: Reporting owner GABELLI MARC; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-08-26 | LGL Systems Acquisition Holding Company, LLC Other (Former 10% Owner) | 4 | Class B Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,078,125 2,904,375 owned after | $0.00 | 2021-08-30 | |
| 2021-08-26 | LGL Systems Acquisition Holding Company, LLC Other (Former 10% Owner) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,904,375 0 owned after | $0.00 | 2021-08-30 | |
| 2021-08-26 | GABELLI MARC Other (Former CEO and Director) | 4 | Class B Common Stock Derivative · Indirect · By LGL Acquistion Holding | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,078,125 3,104,375 owned after | $0.00 | 2021-08-30 | |
| 2021-08-26 | GABELLI MARC Other (Former CEO and Director) | 4 | Class B Common Stock Derivative · Indirect · By LGL Acquistion Holding | C Conversion of derivative security | −3,104,375 0 owned after | $0.00 | 2021-08-30 | |
| 2021-08-26 | LaPenta Robert V Jr Director | 4 | Class B Common Stock Derivative · Indirect · By LGL Systems Acquisition Holding Company LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,078,125 2,904,375 owned after | $0.00 | 2021-08-30 | |
| 2021-08-26 | LaPenta Robert V Jr Director | 4 | Class B Common Stock Derivative · Indirect · By LGL Systems Acquisition Holding Company, LLC | C Conversion of derivative security | −2,904,375 0 owned after | no price filed | 2021-08-30 | |
| 2021-08-25 | LGL Systems Acquisition Holding Company, LLC Other (Former 10% Owner) | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −330,000 3,982,500 owned after | $0.00 | 2021-08-30 | |
| 2021-08-25 | GABELLI MARC Other (Former CEO and Director) | 4 | Class B Common Stock Derivative · Indirect · By LGL Acquistion Holding | J Other acquisition or disposition (describe transaction) | −130,000 4,182,500 owned after | $0.00 | 2021-08-30 | |
| 2021-08-25 | LaPenta Robert V Jr Director | 4 | Class B Common Stock Derivative · Indirect · By LGL Systems Acquisition Holding Company LLC | J Other acquisition or disposition (describe transaction) | −330,000 3,982,500 owned after | $0.00 | 2021-08-30 | |
| 2019-11-06 holding as of filing | GABELLI MARC Director, Officer (Chief Executive Officer) | 3 | Class B Common Stock Derivative · Indirect · By LGL Systems Acquisition Holding Company, LLC | Holding | no price filed | 2019-11-06 | ||
| 2019-11-06 holding as of filing | LGL Systems Acquisition Holding Company, LLC 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2019-11-06 | ||
| 2019-11-06 holding as of filing | LaPenta Robert V Jr Officer (EVP & Chief Financial Officer) | 3 | Class B Common Stock Derivative · Indirect · By LGL Systems Acquisition Holding Company, LLC | Holding | no price filed | 2019-11-06 |