IronClad Encryption Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-19: Reporting owner Gullickson David G.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-03-02: Reporting owner Gullickson David G.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-09-01: Reporting owner McGraw James D; Form 3/A; Security Stock Option (Right to Buy); Transaction Holding.
- 2017-09-01: Reporting owner McGraw James D; Form 3/A; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-19 | Gullickson David G. Officer (Vice President, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.15 exercise price | 2018-12-20 | |
| 2018-03-02 | Gullickson David G. Officer (Vice President, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $1.80 exercise price | 2018-03-08 | |
| 2017-09-01 holding as of filing | McGraw James D Director, Officer (President / CEO), 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.15 exercise price | 2017-09-01 | ||
| 2017-09-01 holding as of filing | McGraw James D Director, Officer (President / CEO), 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.15 exercise price | 2017-09-01 | ||
| 2017-09-01 holding as of filing | McGraw James D Director, Officer (President / CEO), 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.15 exercise price | 2017-09-01 | ||
| 2017-09-01 holding as of filing | McGraw James D Director, Officer (President / CEO), 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.15 exercise price | 2017-09-01 | ||
| 2017-09-01 holding as of filing | McGraw James D Director, Officer (President / CEO), 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.00 exercise price | 2017-09-01 | ||
| 2017-09-01 holding as of filing | Gullickson David G. Officer (Vice President of Finance) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.47 exercise price | 2017-09-01 | ||
| 2017-09-01 holding as of filing | Gullickson David G. Officer (Vice President of Finance) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.47 exercise price | 2017-09-01 | ||
| 2017-09-01 holding as of filing | Gullickson David G. Officer (Vice President of Finance) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.47 exercise price | 2017-09-01 | ||
| 2017-09-01 holding as of filing | Gullickson David G. Officer (Vice President of Finance) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.47 exercise price | 2017-09-01 | ||
| 2017-08-24 | McGraw James D Director, Officer (President / CEO), 10% Owner | 4 | Call Options (Obligation to Sell) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10 10 owned after | $0.15 | 2017-09-06 |