INTERVEST BANCSHARES CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-02-09: Reporting owner Arvonio John J; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-02-09: Reporting owner Tonne Robert W; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-02-09: Reporting owner DANSKER LOWELL S; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-02-09: Reporting owner HELMAN STEPHEN A; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-02-09 | Arvonio John J Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,600 0 owned after | $7.65 exercise price | 2015-02-10 | |
| 2015-02-09 | Tonne Robert W Officer (VP/Chief Credit Officer) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,600 0 owned after | $7.65 exercise price | 2015-02-10 | |
| 2015-02-09 | DANSKER LOWELL S Director, Officer (Chairman/CEO) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,600 0 owned after | $7.65 exercise price | 2015-02-10 | |
| 2015-02-09 | HELMAN STEPHEN A Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,600 0 owned after | $7.65 exercise price | 2015-02-10 | |
| 2015-02-09 | Olsen Keith A Officer (See Remarks) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,600 0 owned after | $7.65 exercise price | 2015-02-10 | |
| 2014-01-23 | Olsen Keith A Director, Officer (See Remarks) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −17,600 17,600 owned after | $7.65 exercise price | 2014-01-27 | |
| 2014-01-23 | HELMAN STEPHEN A Director, Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −12,600 12,600 owned after | $7.65 exercise price | 2014-01-27 | |
| 2014-01-23 | Tonne Robert W Officer (VP - Chief Credit Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −7,600 7,600 owned after | $7.65 exercise price | 2014-01-27 | |
| 2014-01-23 | Arvonio John J Officer (Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −12,600 12,600 owned after | $7.65 exercise price | 2014-01-27 | |
| 2014-01-23 | DANSKER LOWELL S Director, Officer (See Remarks) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −27,600 27,600 owned after | $7.65 exercise price | 2014-01-27 | |
| 2012-04-05 holding as of filing | KATZKE SUSAN ROTH Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-04-05 | |
| 2010-10-20 | DANSKER LOWELL S Director, Officer (Chairman/CEO) | 4 | Class B Common Derivative · Direct | C Conversion of derivative security | −150,000 0 owned after | $0.00 | 2010-10-21 | |
| 2010-10-20 | Dansker Jean 10% Owner | 4 | Class B Common Derivative · Direct | C Conversion of derivative security | −355,000 0 owned after | $0.00 | 2010-10-21 | |
| 2008-04-17 holding as of filing | Dansker Jean 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2008-04-17 | ||
| 2007-03-05 holding as of filing | Arvonio John J Officer (Chief Financial Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-03-05 | |
| 2006-11-30 holding as of filing | Estate of Jerome Dansker 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2006-11-30 |