INTERSIL CORP/DE Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-01: Reporting owner Edwards Gerald J; Form 4; Security Deferred Stock Units (DSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-01: Reporting owner Wendelken Roger; Form 4; Security Deferred Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-10-29: Reporting owner Norrod Forrest Eugene; Form 3; Security Deferred Stock Units (DSU) Award; Transaction Holding.
- 2014-10-29: Reporting owner Norrod Forrest Eugene; Form 3; Security Deferred Stock Units (DSU) Award; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-01 | Edwards Gerald J Officer (SVP, WW Operations & Tech) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,175 9,175 owned after | $0.00 | 2014-12-03 | |
| 2014-11-01 | Wendelken Roger Officer (SVP, Worldwide Sales) | 4 | Deferred Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 67,500 owned after | $0.00 | 2014-11-03 | |
| 2014-10-29 holding as of filing | Norrod Forrest Eugene Director | 3 | Deferred Stock Units (DSU) Award Derivative · Direct | Holding | no price filed | 2014-10-29 | ||
| 2014-10-29 holding as of filing | Norrod Forrest Eugene Director | 3 | Deferred Stock Units (DSU) Award Derivative · Direct | Holding | no price filed | 2014-10-29 | ||
| 2014-10-29 holding as of filing | KHAN SOHAIL A Director | 3 | Deferred Stock Units (DSU) Award Derivative · Direct | Holding | no price filed | 2014-10-29 | ||
| 2014-10-29 holding as of filing | KHAN SOHAIL A Director | 3 | Deferred Stock Units (DSU) Award Derivative · Direct | Holding | no price filed | 2014-10-29 | ||
| 2014-10-27 | Norrod Forrest Eugene Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,859 0 owned after | no price filed | 2017-02-28 | |
| 2014-10-27 | KHAN SOHAIL A Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,859 0 owned after | no price filed | 2017-02-28 | |
| 2014-10-01 | CROWLEY RICHARD D JR Officer (SVP and CFO) | 4 | Deferred Stock Units (DSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | $0.00 | 2014-10-02 | |
| 2014-09-04 | MACLEOD DONALD Director | 4 | Deferred Stock Unit (DSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 1,334 owned after | $0.00 | 2014-09-05 | |
| 2014-05-06 | URRY JAMES A Director | 4 | Deferred Stock Unit (DSU) Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,600 9,600 owned after | $0.00 | 2014-05-08 | |
| 2014-05-06 | PEETERS JAN Director | 4 | Deferred Stock Unit (DSU) Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,600 9,600 owned after | $0.00 | 2014-05-08 | |
| 2014-05-06 | MACLEOD DONALD Director | 4 | Deferred Stock Unit (DSU) Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,600 9,600 owned after | $0.00 | 2014-05-08 | |
| 2014-05-06 | LANG GREGORY S Director | 4 | Deferred Stock Unit (DSU) Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,600 9,600 owned after | $0.00 | 2014-05-08 | |
| 2014-05-06 | JOHNSON MERCEDES Director | 4 | Deferred Stock Unit (DSU) Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,600 9,600 owned after | $0.00 | 2014-05-08 | |
| 2014-05-06 | DILLER JAMES Director | 4 | Deferred Stock Unit (DSU) Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,600 9,600 owned after | $0.00 | 2014-05-08 | |
| 2014-05-06 | CONN ROBERT W Director | 4 | Deferred Stock Unit (DSU) Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,600 9,600 owned after | $0.00 | 2014-05-08 | |
| 2014-04-02 | URRY JAMES A Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 1,334 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | PEETERS JAN Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 1,334 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | POKELWALDT ROBERT N Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 1,334 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | LANG GREGORY S Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 1,334 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | JOHNSON MERCEDES Director, Officer (Interim CFO) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 1,334 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | GIST GARY E Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 1,334 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | DILLER JAMES Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 1,334 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | CONN ROBERT W Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 1,334 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Kelley Vern Officer (SVP, Human Resources) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 7,000 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | HARDMAN SUSAN J Officer (SVP, AMS Products Group) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Edwards Gerald J Officer (SVP, WW Operations & Tech) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −875 1,750 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | Cowell Andrew Officer (SVP, General Counsel) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 7,000 owned after | $0.00 | 2014-04-03 | |
| 2014-04-02 | TOKOS THOMAS C Officer (SVP, General Counsel) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 7,000 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Wendelken Roger Officer (SVP, Worldwide Sales) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | no price filed | 2017-02-28 | |
| 2014-04-01 | Sayiner Necip Director, Officer (President and CEO) | 4 | Performance-based Market Stock Units (MSUs) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −163,139 0 owned after | no price filed | 2017-02-28 | |
| 2014-04-01 | Sayiner Necip Director, Officer (President and CEO) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,124 0 owned after | no price filed | 2017-02-28 | |
| 2014-04-01 | Gupta Sunil Officer (SVP, Worldwide Operations) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,808 0 owned after | no price filed | 2017-02-28 | |
| 2014-04-01 | CROWLEY RICHARD D JR Officer (SVP, CFO & Treasurer) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | no price filed | 2017-02-28 | |
| 2014-04-01 | URRY JAMES A Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,334 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | URRY JAMES A Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 2,667 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | PEETERS JAN Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,334 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | PEETERS JAN Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 2,667 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | POKELWALDT ROBERT N Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,334 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | POKELWALDT ROBERT N Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 2,667 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | MACLEOD DONALD Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 2,667 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | LANG GREGORY S Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,334 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | LANG GREGORY S Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 2,667 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | JOHNSON MERCEDES Director, Officer (Interim CFO) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,334 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | GIST GARY E Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,334 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | GIST GARY E Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 2,667 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | DILLER JAMES Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,334 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | DILLER JAMES Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 2,667 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | CONN ROBERT W Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,334 0 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | CONN ROBERT W Director | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 2,667 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Wendelken Roger Officer (SVP, Worldwide Sales) | 4 | Time-Based Deferred Stock Units (DSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Wendelken Roger Officer (SVP, Worldwide Sales) | 4 | Performance-Based Market Stock Units (MSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,000 31,000 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Sayiner Necip Director, Officer (President and CEO) | 4 | Time-Based Deferred Stock Units (DSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,494 104,494 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Sayiner Necip Director, Officer (President and CEO) | 4 | Performance-Based Market Stock Units (MSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,759 108,759 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Sayiner Necip Director, Officer (President and CEO) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −108,250 324,750 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Kelley Vern Officer (SVP, Human Resources) | 4 | Time-Based Deferred Stock Units (DSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,014 14,014 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Kelley Vern Officer (SVP, Human Resources) | 4 | Performance-Based Market Stock Units (MSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,166 14,166 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Kelley Vern Officer (SVP, Human Resources) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,188 3,188 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Kelley Vern Officer (SVP, Human Resources) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,250 12,750 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | HARDMAN SUSAN J Officer (SVP, AMS Products Group) | 4 | Time-Based Deferred Stock Units (DSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,438 25,438 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | HARDMAN SUSAN J Officer (SVP, AMS Products Group) | 4 | Performance-Based Market Stock Units (MSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,590 25,590 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | HARDMAN SUSAN J Officer (SVP, AMS Products Group) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 5,625 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | HARDMAN SUSAN J Officer (SVP, AMS Products Group) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Edwards Gerald J Officer (SVP, WW Operations & Tech) | 4 | Time-Based Deferred Stock Units (DSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,580 26,580 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Edwards Gerald J Officer (SVP, WW Operations & Tech) | 4 | Performance-Based Market Stock Units (MSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,733 26,733 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Edwards Gerald J Officer (SVP, WW Operations & Tech) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,250 24,750 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Downing Mark A Officer (SVP, Corp Strategy and GM I&I) | 4 | Time-based Deferred Stock Units (DSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,484 28,484 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Downing Mark A Officer (SVP, Corp Strategy and GM I&I) | 4 | Performance-based Market Stock Units (MSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,637 28,637 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | CROWLEY RICHARD D JR Officer (SVP and CFO) | 4 | Time-based Deferred Stock Units (DSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | CROWLEY RICHARD D JR Officer (SVP and CFO) | 4 | Performance-based Market Stock Units (MSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,000 31,000 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Cowell Andrew Officer (SVP, General Counsel) | 4 | Time-Based Deferred Stock Units (DSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,156 15,156 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Cowell Andrew Officer (SVP, General Counsel) | 4 | Performance-Based Market Stock Units (MSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,308 15,308 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Cowell Andrew Officer (SVP, General Counsel) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,938 2,938 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | Cowell Andrew Officer (SVP, General Counsel) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,750 17,250 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | TOKOS THOMAS C Officer (SVP, General Counsel) | 4 | Time-Based Deferred Stock Units (DSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,156 15,156 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | TOKOS THOMAS C Officer (SVP, General Counsel) | 4 | Performance-Based Market Stock Units (MSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,308 15,308 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | TOKOS THOMAS C Officer (SVP, General Counsel) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,938 2,938 owned after | $0.00 | 2014-04-03 | |
| 2014-04-01 | TOKOS THOMAS C Officer (SVP, General Counsel) | 4 | Deferred Stock Units (DSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,750 17,250 owned after | $0.00 | 2014-04-03 |