INTERNATIONAL BALER CORPORATION Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-10-21: Reporting owner King Gregory L; Form 3; Security No securities are beneficially owned.; Transaction Holding.
- 2021-10-15: Reporting owner Griffin David Roger; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2021-04-07: Reporting owner Outram Ramesh; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2020-04-10: Reporting owner Boren Lael E.; Form 3; Security No securities are beneficially owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-10-21 holding as of filing | King Gregory L Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-10-21 | |
| 2021-10-15 holding as of filing | Griffin David Roger Officer (President and CEO) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-10-15 | |
| 2021-04-07 holding as of filing | Outram Ramesh Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2021-04-07 | |
| 2020-04-10 holding as of filing | Boren Lael E. Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2020-04-10 | |
| 2020-04-10 holding as of filing | McDaniel Ronald L. Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2020-04-10 | |
| 2015-11-09 | Griffin David Roger Director, Officer (President) | 4 | International Baler Corporation Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −18,600 0 owned after | $2.50 | 2015-11-10 | |
| 2015-02-06 | Nielsen William E Director, Officer (CFO) | 4 | International Baler Corporation Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −250,000 0 owned after | $2.50 | 2015-02-09 | |
| 2014-10-22 | Griffin David Roger Director, Officer (President) | 4 | International Baler Corporation Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 18,600 owned after | $2.00 | 2014-10-22 | |
| 2011-04-06 | Nielsen William E Director, Officer (Chief Financial Officer) | 4 | International Baler Corporation Non-derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +250,000 250,000 owned after | $0.30 | 2011-04-08 | |
| 2011-04-06 | Nielsen William E Director, Officer (Chief Financial Officer) | 4 | International Baler Corporation Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $0.30 exercise price | 2011-04-08 | |
| 2010-09-02 | Martorana John J Director | 4 | International Baler Corporation Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,335 19,995 owned after | $0.45 | 2010-09-07 | |
| 2010-08-05 | Martorana John J Director | 4 | International Baler Corp. Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,660 16,660 owned after | $0.52 | 2010-08-06 | |
| 2010-04-30 | Martorana John J Director | 4 | International Baler Corp. Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 15,000 owned after | $0.52 | 2010-05-03 |