InterMetro Communications, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-07-28: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2017-07-14; Total offering amount $12,000,000.
- 2014-12-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Series C Preferred Shares and Warrants; Date of first sale 2014-12-03; Total offering amount $1,300,000.
- 2014-08-06: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Series B Preferred Stock (convertible) together with warrant to purchase common stock as described in the Certificate of Designation; Date of first sale 2014-01-15; Total offering amount $4,250,000.
- 2014-01-30: Federal exemption Rule 506(c); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Series B Preferred Stock (convertible) together with warrant to purchase common stock as described in the Certificate of Designation; Date of first sale 2014-01-15; Total offering amount $2,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-07-28 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2017-07-14 | $12,000,000 | $6,850,000 | $5,150,000 | 19 |
| 2014-12-10 | Rule 506(b) | Equity; OptionToAcquire; Series C Preferred Shares and Warrants | 2014-12-03 | $1,300,000 | $800,000 | $500,000 | 2 |
| 2014-08-06 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Series B Preferred Stock (convertible) together with warrant to purchase common stock as described in the Certificate of Designation | 2014-01-15 | $4,250,000 | $3,801,000 | $449,000 | 3 |
| 2014-01-30 | Rule 506(c) | Equity; OptionToAcquire; SecurityToBeAcquired; Series B Preferred Stock (convertible) together with warrant to purchase common stock as described in the Certificate of Designation | 2014-01-15 | $2,000,000 | $501,000 | $1,499,000 | 1 |