Intellicell Biosciences, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2012-12-03: Federal exemption Rule 506; Types of securities offered Units of common stock and common stock purchase warrants; Date of first sale 2012-10-01; Total offering amount $6,000,000.
- 2012-11-13: Federal exemption Rule 506; Types of securities offered Series E Convertible Preferred Stock; Date of first sale 2012-10-01; Total offering amount $6,000,000.
- 2012-10-16: Federal exemption Rule 506; Types of securities offered Series E Convertible Preferred Stock; Date of first sale 2012-10-01; Total offering amount $6,000,000.
- 2012-03-26: Federal exemption Rule 506; Types of securities offered Common Stock and Warrants to Purchase Shares of Common Stock; Date of first sale 2012-02-09; Total offering amount $3,500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2012-12-03 D/A | Rule 506 | Units of common stock and common stock purchase warrants | 2012-10-01 | $6,000,000 | $375,000 | $5,625,000 | 3 |
| 2012-11-13 D/A | Rule 506 | Series E Convertible Preferred Stock | 2012-10-01 | $6,000,000 | $125,000 | $5,875,000 | 2 |
| 2012-10-16 | Rule 506 | Series E Convertible Preferred Stock | 2012-10-01 | $6,000,000 | $25,000 | $5,975,000 | 1 |
| 2012-03-26 D/A | Rule 506 | Common Stock and Warrants to Purchase Shares of Common Stock | 2012-02-09 | $3,500,000 | $2,475,000 | $1,025,000 | 18 |
| 2012-02-23 | Rule 506 | Common Stock and Warrants to purchase shares of Common Stock | 2012-02-09 | $3,500,000 | $2,040,000 | $1,460,000 | 13 |
| 2011-11-07 | Rule 506 | Equity; OptionToAcquire | 2011-10-11 | $10,000,000 | $340,000 | $9,660,000 | 3 |