INTEGRAL VISION INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 37 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-02: Reporting owner BONANZA CAPITAL LTD | BONANZA MASTER FUND LTD; Form 3/A; Security Common Stock Warrants; Transaction Holding.
- 2010-04-12: Reporting owner BONANZA CAPITAL LTD | BONANZA MASTER FUND LTD; Form 4; Security Common Stock Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2010-03-31: Reporting owner MAXCO INC; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2010-03-31: Reporting owner MAXCO INC; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-02 holding as of filing | BONANZA CAPITAL LTD | BONANZA MASTER FUND LTD 10% Owner | 10% Owner | 3/A | Common Stock Warrants Derivative · Indirect · See Footnote | Holding | $1.00 exercise price | 2011-05-02 | ||
| 2010-04-12 | BONANZA CAPITAL LTD | BONANZA MASTER FUND LTD 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −1,250,000 3,000,000 owned after | $0.00 | 2011-05-02 | |
| 2010-03-31 | MAXCO INC Other (Former 10% owner) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −77,055 401,893 owned after | $0.15 | 2010-04-01 | |
| 2010-03-31 | MAXCO INC Other (Former 10% owner) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −83,048 318,845 owned after | $0.15 | 2010-04-01 | |
| 2010-03-31 | MAXCO INC Other (Former 10% owner) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −154,110 121,575 owned after | $0.15 | 2010-04-01 | |
| 2010-03-31 | MAXCO INC Other (Former 10% owner) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −121,575 0 owned after | $0.15 | 2010-04-01 | |
| 2010-03-31 | COON MAX A Director, Officer (Secretary) | 4 | Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +77,055 1,530,750 owned after | $0.15 | 2010-04-01 | |
| 2010-03-31 | COON MAX A Director, Officer (Secretary) | 4 | Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +83,048 1,613,798 owned after | $0.15 | 2010-04-01 | |
| 2010-03-31 | COON MAX A Director, Officer (Secretary) | 4 | Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +154,110 1,811,068 owned after | $0.15 | 2010-04-01 | |
| 2010-03-31 | COON MAX A Director, Officer (Secretary) | 4 | Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +121,575 1,932,643 owned after | $0.15 | 2010-04-01 | |
| 2010-03-30 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4 | Warrants Derivative · Indirect · By Limited Partnerships | J Other acquisition or disposition (describe transaction) | −1,850,000 0 owned after | $0.00 | 2010-03-31 | |
| 2010-03-23 | MAXCO INC 10% Owner | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +121,575 1,337,737 owned after | $0.15 | 2010-03-31 | |
| 2010-02-01 | MAXCO INC 10% Owner | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +154,110 1,216,162 owned after | $0.15 | 2010-03-31 | |
| 2010-02-01 | MAXCO INC 10% Owner | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +154,110 1,216,162 owned after | $0.15 | 2010-03-29 | |
| 2010-02-01 | MAXCO INC 10% Owner | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +154,110 1,216,162 owned after | $0.15 | 2010-03-29 | |
| 2009-10-08 | MAXCO INC 10% Owner | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +83,048 1,018,892 owned after | $0.15 | 2010-03-31 | |
| 2009-10-08 | MAXCO INC 10% Owner | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +83,048 1,018,892 owned after | $0.15 | 2010-03-29 | |
| 2009-07-03 | MAXCO INC 10% Owner | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +77,055 935,844 owned after | $0.15 | 2010-03-31 | |
| 2009-07-03 | MAXCO INC 10% Owner | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +77,055 935,084 owned after | $0.15 | 2010-03-29 | |
| 2009-04-13 | HUNTER J N | HUNTER J A 10% Owner | 10% Owner | 4 | warrant Derivative · Indirect · as Trustee | J Other acquisition or disposition (describe transaction) | −124,164 0 owned after | $0.25 exercise price | 2009-04-15 | |
| 2009-04-13 | KIELY JOHN R III 10% Owner | 4 | warrant Derivative · Indirect · Trustee | J Other acquisition or disposition (describe transaction) | −114,684 0 owned after | $0.25 exercise price | 2009-04-13 | |
| 2008-12-01 | HUNTER J N | HUNTER J A 10% Owner | 10% Owner | 4 | warrant Derivative · Indirect · as Trustee | J Other acquisition or disposition (describe transaction) | −10,397 0 owned after | $0.25 exercise price | 2008-12-04 | |
| 2008-09-23 holding as of filing | HUNTER J N | HUNTER J A 10% Owner | 10% Owner | 3 | warrant Derivative · Indirect · as Trustee | Holding | $0.25 exercise price | 2008-09-23 | ||
| 2008-09-23 holding as of filing | HUNTER J N | HUNTER J A 10% Owner | 10% Owner | 3 | warrant Derivative · Indirect · as Trustee | Holding | $0.25 exercise price | 2008-09-23 | ||
| 2008-09-23 holding as of filing | HUNTER J N | HUNTER J A 10% Owner | 10% Owner | 3 | warrant Derivative · Indirect · as Trustee | Holding | $0.25 exercise price | 2008-09-23 | ||
| 2008-09-17 holding as of filing | KIELY JOHN R III 10% Owner | 4 | warrants Derivative · Indirect · Trustee | Holding | 114,684 owned after | $0.25 exercise price | 2008-09-17 | |
| 2008-09-15 | BONANZA CAPITAL LTD | BONANZA MASTER FUND LTD 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See Footnote | H Expiration (or cancellation) of long derivative position with value received | −1,250,000 0 owned after | $1.00 exercise price | 2011-05-02 | |
| 2008-09-15 | BONANZA CAPITAL LTD | BONANZA MASTER FUND LTD 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,250,000 1,250,000 owned after | $0.00 | 2011-05-02 | |
| 2008-09-15 | BONANZA CAPITAL LTD | BONANZA MASTER FUND LTD 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +3,000,000 4,250,000 owned after | $0.00 | 2011-05-02 | |
| 2008-09-15 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4 | Warrants Derivative · Indirect · By Limited Partnerships | J Other acquisition or disposition (describe transaction) | −1,850,000 0 owned after | $1.60 exercise price | 2008-09-18 | |
| 2008-09-15 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4 | Warrants Derivative · Indirect · By Limited Partnerships | J Other acquisition or disposition (describe transaction) | +1,850,000 1,850,000 owned after | $0.00 | 2008-09-18 | |
| 2008-09-15 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4 | Warrants Derivative · Indirect · By Limited Partnerships | J Other acquisition or disposition (describe transaction) | +3,600,000 3,600,000 owned after | $0.00 | 2008-09-18 | |
| 2008-09-15 | KIELY JOHN R III 10% Owner | 4 | warrants Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +156,281 156,281 owned after | $0.25 exercise price | 2008-09-17 | |
| 2008-09-15 | KIELY JOHN R III 10% Owner | 4 | warrants Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191,733 348,014 owned after | $0.25 exercise price | 2008-09-17 | |
| 2008-09-15 | KIELY JOHN R III 10% Owner | 4 | warrants Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,048 182,414 owned after | $0.25 exercise price | 2008-09-17 | |
| 2008-09-15 | KIELY JOHN R III 10% Owner | 4 | warrants Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 362,462 owned after | $0.25 exercise price | 2008-09-17 | |
| 2005-12-31 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4 | Warrants Derivative · Indirect · By Limited Partnerships | J Other acquisition or disposition (describe transaction) | +0 1,850,000 owned after | $1.60 exercise price | 2006-01-04 |