Insys Therapeutics, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-07: Reporting owner Babich Michael L; Form 4; Security Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-05-07: Reporting owner JOHN N KAPOOR TRUST DATED SEPTEMBER 20 1989 | KAPOOR JOHN N; Form 4; Security Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-05-02: Reporting owner JOHN N KAPOOR TRUST DATED SEPTEMBER 20 1989 | KAPOOR JOHN N; Form 3; Security Convertible Preferred Stock; Transaction Holding.
- 2013-05-02: Reporting owner Babich Michael L; Form 3; Security Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-07 | Babich Michael L Director, Officer (President and CEO) | 4 | Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −10,899 0 owned after | $0.00 | 2013-05-08 | |
| 2013-05-07 | JOHN N KAPOOR TRUST DATED SEPTEMBER 20 1989 | KAPOOR JOHN N 10% Owner | Director, 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By Trust | C Conversion of derivative security | −6,797,388 0 owned after | $0.00 | 2013-05-08 | |
| 2013-05-02 holding as of filing | JOHN N KAPOOR TRUST DATED SEPTEMBER 20 1989 | KAPOOR JOHN N 10% Owner | Director, 10% Owner | 3 | Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-05-02 | ||
| 2013-05-02 holding as of filing | Babich Michael L Director, Officer (President and CEO) | 3 | Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-02 |