Inrad Optics, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-27: Reporting owner WINSTON JAN M; Form 4; Security Series B Convertible Preferred $1000 Face Value per Share; Transaction C Conversion of derivative security.
- 2007-11-27: Reporting owner RICH JOHN C; Form 4; Security Series B Convertible Preferred $1000 Face Value per Share; Transaction C Conversion of derivative security.
- 2007-11-27: Reporting owner LEHRFELD DANIEL; Form 4; Security Series B Convertible Preferred $1000 Face Value per Share; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-27 | WINSTON JAN M Director | 4 | Series B Convertible Preferred $1000 Face Value per Share Derivative · Direct | C Conversion of derivative security | −10 54,014 owned after | $2.50 | 2007-11-29 | |
| 2007-11-27 | RICH JOHN C Director | 4 | Series B Convertible Preferred $1000 Face Value per Share Derivative · Direct | C Conversion of derivative security | −30 69,014 owned after | $2.50 | 2007-11-29 | |
| 2007-11-27 | LEHRFELD DANIEL Officer (President & CEO) | 4 | Series B Convertible Preferred $1000 Face Value per Share Derivative · Direct | C Conversion of derivative security | −120 595,500 owned after | $2.50 | 2007-11-29 |