INNOVUS PHARMACEUTICALS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2019-01-11: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-01-03; Total offering amount $3,171,445.
- 2016-08-02: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2016-06-30; Total offering amount $3,000,000.
- 2015-08-06: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-08-03; Total offering amount $1,500,000.
- 2014-02-25: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-02-13; Total offering amount $330,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2019-01-11 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2019-01-03 | $3,171,445 | $3,171,445 | $0 | 1 |
| 2016-08-02 | Rule 506(b) | Debt; OptionToAcquire | 2016-06-30 | $3,000,000 | $3,000,000 | $0 | 9 |
| 2015-08-06 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-08-03 | $1,500,000 | $500,000 | $1,000,000 | 0 |
| 2014-02-25 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2014-02-13 | $330,000 | $330,000 | $0 | 1 |
| 2013-08-28 D/A | Rule 506 | Debt; OptionToAcquire | 2013-05-15 | $50,000 | $50,000 | $0 | 1 |
| 2013-08-28 | Rule 506 | Debt; OptionToAcquire | 2011-12-07 | $50,000 | $50,000 | $0 | 1 |
| 2013-08-28 | Rule 506 | Debt; OptionToAcquire | 2012-01-13 | $174,668 | $174,668 | $0 | 6 |
| 2013-08-28 | Rule 506 | Debt; OptionToAcquire | 2013-01-15 | $1,070,000 | $1,070,000 | $0 | 2 |
| 2013-08-28 | Rule 506 | Debt; OptionToAcquire | 2011-12-07 | $50,000 | $50,000 | $0 | 1 |
| 2013-08-26 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-02-15 | $6,000,000 | $4,484,661 | $1,515,339 | 6 |