INDEPENDENCE RESOURCES PLC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows, 38 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-14: Reporting owner WILLIAMS ANTHONY; Form 5; Security Options; Transaction Holding.
- 2012-04-12: Reporting owner RYAN JOHN P; Form 5; Security Non-Qualified Stock Options; Transaction Holding.
- 2012-04-12: Reporting owner RYAN JOHN P; Form 5; Security Non-Qualified Stock Options; Transaction Holding.
- 2012-04-11: Reporting owner CROSBY HOWARD M; Form 4; Security Non-Qualified Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-14 holding as of filing | WILLIAMS ANTHONY Director | 5 | Options Derivative · Direct | Holding | 246,250 owned after | $1.05 exercise price | 2013-02-14 | |
| 2012-04-12 holding as of filing | RYAN JOHN P Director, Officer (Chairman & CEO) | 5 | Non-Qualified Stock Options Derivative · Direct | Holding | 150,000 owned after | $1.05 exercise price | 2012-04-12 | |
| 2012-04-12 holding as of filing | RYAN JOHN P Director, Officer (Chairman & CEO) | 5 | Non-Qualified Stock Options Derivative · Direct | Holding | 250,000 owned after | $1.05 exercise price | 2012-04-12 | |
| 2012-04-11 holding as of filing | CROSBY HOWARD M Director, Officer (President & CFO) | 4 | Non-Qualified Stock Options Derivative · Direct | Holding | 150,000 owned after | $1.05 exercise price | 2012-04-11 | |
| 2012-04-11 holding as of filing | CROSBY HOWARD M Director, Officer (President & CFO) | 4 | Non-Qualified Stock Options Derivative · Direct | Holding | 250,000 owned after | $1.05 exercise price | 2012-04-11 | |
| 2012-04-11 holding as of filing | CROSBY HOWARD M Director, Officer (President & CFO) | 5 | Non-Qualified Stock Options Derivative · Direct | Holding | 150,000 owned after | $1.05 exercise price | 2012-04-11 | |
| 2012-04-11 holding as of filing | CROSBY HOWARD M Director, Officer (President & CFO) | 5 | Non-Qualified Stock Options Derivative · Direct | Holding | 250,000 owned after | $1.05 exercise price | 2012-04-11 | |
| 2010-04-30 | Dukes Kerry Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 192,500 owned after | $1.05 exercise price | 2010-05-04 | |
| 2010-04-30 | WILLIAMS ANTHONY Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 246,250 owned after | $1.05 exercise price | 2010-05-04 | |
| 2010-04-30 | Holland Wesley MD Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.05 exercise price | 2010-05-04 | |
| 2010-04-30 | RYAN JOHN P Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.05 exercise price | 2010-05-04 | |
| 2010-04-30 | RYAN JOHN P Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 250,000 owned after | $1.05 exercise price | 2010-05-04 | |
| 2010-04-30 | CROSBY HOWARD M Director, Officer (President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.05 exercise price | 2010-05-04 | |
| 2010-04-30 | CROSBY HOWARD M Director, Officer (President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 250,000 owned after | $1.05 exercise price | 2010-05-04 | |
| 2010-03-10 | Dukes Kerry Director | 4 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 30,000 owned after | $2.08 exercise price | 2010-03-12 | |
| 2010-03-10 | Dukes Kerry Director | 4 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 42,500 owned after | $1.25 exercise price | 2010-03-12 | |
| 2010-03-10 | Dukes Kerry Director | 4 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 12,500 owned after | $2.50 exercise price | 2010-03-12 | |
| 2010-03-10 | Dukes Kerry Director | 4 | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 42,500 owned after | $1.25 exercise price | 2010-03-12 | |
| 2010-03-10 | WILLIAMS ANTHONY Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,750 77,500 owned after | $3.28 exercise price | 2010-03-12 | |
| 2010-03-10 | WILLIAMS ANTHONY Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,750 96,250 owned after | $1.25 exercise price | 2010-03-12 | |
| 2010-03-10 | WILLIAMS ANTHONY Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 83,750 owned after | $5.20 exercise price | 2010-03-12 | |
| 2010-03-10 | WILLIAMS ANTHONY Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 96,250 owned after | $1.25 exercise price | 2010-03-12 | |
| 2010-03-10 | WILLIAMS ANTHONY Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 71,250 owned after | $2.08 exercise price | 2010-03-12 | |
| 2010-03-10 | WILLIAMS ANTHONY Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 96,250 owned after | $1.25 exercise price | 2010-03-12 | |
| 2010-03-10 | WILLIAMS ANTHONY Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 56,250 owned after | $2.50 exercise price | 2010-03-12 | |
| 2010-03-10 | WILLIAMS ANTHONY Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 96,250 owned after | $1.25 exercise price | 2010-03-12 | |
| 2008-06-16 | Rose Phillip J Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $1.55 exercise price | 2008-06-17 | |
| 2008-01-18 | Dukes Kerry Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 42,500 owned after | $2.50 exercise price | 2008-01-22 | |
| 2008-01-18 | Bogardus Rodger Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 42,500 owned after | $2.50 exercise price | 2008-01-22 | |
| 2008-01-18 | WILLIAMS ANTHONY Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 96,250 owned after | $2.50 exercise price | 2008-01-22 | |
| 2008-01-18 | MASSINO FRANK J Director, Officer (Chairman and CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,850 381,850 owned after | $2.50 exercise price | 2008-01-22 | |
| 2008-01-18 | MASSINO FRANK J Director, Officer (Chairman and CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +458,750 840,600 owned after | $2.50 exercise price | 2008-01-22 | |
| 2008-01-18 | OKelly William Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,750 73,750 owned after | $2.50 exercise price | 2008-01-22 | |
| 2006-06-06 | Dukes Kerry Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.24 exercise price | 2006-12-14 | |
| 2006-06-06 | Bogardus Rodger Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.24 exercise price | 2006-12-14 | |
| 2006-06-06 | OKelly William Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.24 exercise price | 2006-12-14 | |
| 2006-06-06 | MASSINO FRANK J Director, Officer (Chairman and CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200,000 3,350,000 owned after | $0.24 exercise price | 2006-12-14 | |
| 2006-06-06 | WILLIAMS ANTHONY Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 450,000 owned after | $0.24 exercise price | 2006-12-14 |