IMV Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-01-03: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Each warrant is exercisable for either 56,818 or 113,636 common shares at an exercise price of $1.32 per common share until December 17, 2031.; Date of first sale 2021-12-17; Total offering amount $749,998.
- 2020-05-18: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Each Unit is comprised of one common share and 0.35 common share purchase warrant. Each warrant is exercisable for one common share at an exercise price of Cdn$3.72 per share until May 7, 2022.; Date of first sale 2020-05-07; Total offering amount $11,714,982.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2022-01-03 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Each warrant is exercisable for either 56,818 or 113,636 common shares at an exercise price of $1.32 per common share until December 17, 2031. | 2021-12-17 | $749,998 | $0 | $749,998 | 2 |
| 2020-05-18 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Each Unit is comprised of one common share and 0.35 common share purchase warrant. Each warrant is exercisable for one common share at an exercise price of Cdn$3.72 per share until May 7, 2022. | 2020-05-07 | $11,714,982 | $3,567,607 | $8,147,375 | 1 |