Immunoclin Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-04-01: Reporting owner Castor Management Services Inc.; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2015-06-18: Reporting owner Bray DH; Form 3/A; Security Series A Preferred Stock; Transaction Holding.
- 2015-06-18: Reporting owner Bray DH; Form 4/A; Security Series A Preferred Stock; Transaction Holding.
- 2015-06-18: Reporting owner Bray DH; Form 4/A; Security Series A Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-04-01 holding as of filing | Castor Management Services Inc. 10% Owner | 3 | Series A Preferred Stock Non-derivative · Direct | Holding | 500,000 owned after | no price filed | 2016-04-01 | |
| 2015-06-18 holding as of filing | Bray DH Director, Officer (President, CEO), 10% Owner | 3/A | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 370,000 owned after | no price filed | 2015-06-18 | |
| 2015-06-18 holding as of filing | Bray DH Director, Officer (President, CEO), 10% Owner | 4/A | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 370,000 owned after | no price filed | 2015-06-18 | |
| 2015-06-18 holding as of filing | Bray DH Director, Officer (President, CEO), 10% Owner | 4/A | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 370,000 owned after | no price filed | 2015-06-18 | |
| 2015-06-12 holding as of filing | Benlhassan Khadija Director, Officer (Chief Scientific Officer) | 4 | Series A Preferred Stock Non-derivative · Indirect · Held by KBLH Holding BV, a company which Dr. Benlhassan has voting and investment control over | Holding | 100,000 owned after | no price filed | 2015-06-12 | |
| 2015-06-09 holding as of filing | Bray DH Director, Officer (President, CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 370,000 owned after | no price filed | 2015-06-09 | |
| 2015-06-09 holding as of filing | JOHNSON CHAD STEVEN Director, Officer (Secretary/COO/General Counsel) | 4 | Series A Preferred Stock Non-derivative · Indirect · Held by CSJ Group LLC, a company which Mr. Johnson has voting and investment control over. | Holding | 30,000 owned after | no price filed | 2015-06-09 | |
| 2015-02-06 holding as of filing | Dabney Raymond C. 10% Owner | 3 | Series A Preferred Stock Non-derivative · Direct | Holding | 500,000 owned after | no price filed | 2015-02-06 | |
| 2015-01-30 | Castor Management Services Inc. 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −500,000 0 owned after | $0.00 | 2016-04-01 | |
| 2015-01-15 holding as of filing | JOHNSON CHAD STEVEN Director, Officer (Secretary/COO/General Counsel) | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 30,000 owned after | no price filed | 2015-01-15 | |
| 2014-11-06 holding as of filing | Bray DH Director, Officer (President, C.E.O.), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 370,000 owned after | no price filed | 2014-11-06 | |
| 2014-10-16 holding as of filing | Bray DH Director, Officer (President, C.E.O.), 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 370,000 owned after | no price filed | 2014-10-16 | |
| 2014-10-14 holding as of filing | Benlhassan Khadija Director, Officer (Chief Scientific Officer) | 3 | Series A Preferred Stock Non-derivative · Direct | Holding | 100,000 owned after | no price filed | 2014-10-14 | |
| 2014-10-09 holding as of filing | JOHNSON CHAD STEVEN Director, Officer (COO, Secretary, Gen. Counsel), 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 30,000 owned after | no price filed | 2014-10-09 |