IGM Biosciences, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-09-20: Reporting owner Redmile Group, LLC | Green Jeremy; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2019-09-20: Reporting owner Topsoe Jakob Haldor; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2019-09-20: Reporting owner Topsoe Jakob Haldor; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2019-09-20: Reporting owner Topsoe Christina Teng; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-09-20 | Redmile Group, LLC | Green Jeremy Director, 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,891,530 0 owned after | $0.00 | 2019-09-23 | |
| 2019-09-20 | Topsoe Jakob Haldor Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −9,039,453 0 owned after | $0.00 | 2019-09-20 | |
| 2019-09-20 | Topsoe Jakob Haldor Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,269,838 0 owned after | $0.00 | 2019-09-20 | |
| 2019-09-20 | Topsoe Christina Teng Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −9,039,453 0 owned after | $0.00 | 2019-09-20 | |
| 2019-09-20 | Topsoe Christina Teng Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,269,838 0 owned after | $0.00 | 2019-09-20 | |
| 2019-09-20 | LOBERG MICHAEL D Director | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −4,539 0 owned after | $0.00 | 2019-09-20 | |
| 2019-09-20 | Haldor Topsoe Holding A/S 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −9,039,453 0 owned after | $0.00 | 2019-09-20 | |
| 2019-09-20 | Haldor Topsoe Holding A/S 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,269,838 0 owned after | $0.00 | 2019-09-20 | |
| 2019-09-20 | BAKER FELIX | 667, L.P. | Baker Brothers Life Sciences LP | Baker Bros. Advisors (GP) LLC | BAKER BROS. ADVISORS LP | BAKER JULIAN Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series C Convertible Preferred Derivative · Indirect · See Footnotes | C Conversion of derivative security | −187,942 0 owned after | no price filed | 2019-09-20 | |
| 2019-09-20 | BAKER FELIX | 667, L.P. | Baker Brothers Life Sciences LP | Baker Bros. Advisors (GP) LLC | BAKER BROS. ADVISORS LP | BAKER JULIAN Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series C Convertible Preferred Derivative · Indirect · See Footnotes | C Conversion of derivative security | −2,081,895 0 owned after | no price filed | 2019-09-20 | |
| 2019-09-20 | Topsoe Christina Teng Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −9,039,453 0 owned after | $0.00 | 2019-09-19 | |
| 2019-09-20 | Topsoe Christina Teng Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,269,838 0 owned after | $0.00 | 2019-09-19 | |
| 2019-09-17 holding as of filing | Topsoe Jakob Haldor Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-17 | ||
| 2019-09-17 holding as of filing | Topsoe Jakob Haldor Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-17 | ||
| 2019-09-17 holding as of filing | Topsoe Christina Teng Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-17 | ||
| 2019-09-17 holding as of filing | Topsoe Christina Teng Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-09-17 | ||
| 2019-09-17 holding as of filing | LOBERG MICHAEL D Director | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2019-09-17 | ||
| 2019-09-17 holding as of filing | Haldor Topsoe Holding A/S 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2019-09-17 | ||
| 2019-09-17 holding as of filing | Haldor Topsoe Holding A/S 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2019-09-17 | ||
| 2019-09-17 holding as of filing | Green Jeremy | Redmile Group, LLC Director, 10% Owner | Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-09-17 | ||
| 2019-09-17 holding as of filing | BAKER BROS. ADVISORS LP | Baker Bros. Advisors (GP) LLC | 667, L.P. | BAKER FELIX | BAKER JULIAN | Baker Brothers Life Sciences LP Director | Director | Director | Director | Director | Director | 3 | Series C Convertible Preferred Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-09-17 | ||
| 2019-09-17 holding as of filing | BAKER BROS. ADVISORS LP | Baker Bros. Advisors (GP) LLC | 667, L.P. | BAKER FELIX | BAKER JULIAN | Baker Brothers Life Sciences LP Director | Director | Director | Director | Director | Director | 3 | Series C Convertible Preferred Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-09-17 |