ICOSAVAX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-02-19: Reporting owner RA Capital Healthcare Fund LP | RA Capital Nexus Fund II, L.P. | Kolchinsky Peter | RA CAPITAL MANAGEMENT, L.P. | Shah Rajeev M.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-02-19: Reporting owner RA Capital Healthcare Fund LP | RA Capital Nexus Fund II, L.P. | Kolchinsky Peter | RA CAPITAL MANAGEMENT, L.P. | Shah Rajeev M.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-02-19: Reporting owner Simpson Adam K.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-02-19: Reporting owner Simpson Adam K.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-02-19 | RA Capital Healthcare Fund LP | RA Capital Nexus Fund II, L.P. | Kolchinsky Peter | RA CAPITAL MANAGEMENT, L.P. | Shah Rajeev M. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · See footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,278 0 owned after | $6.25 exercise price | 2024-02-20 | |
| 2024-02-19 | RA Capital Healthcare Fund LP | RA Capital Nexus Fund II, L.P. | Kolchinsky Peter | RA CAPITAL MANAGEMENT, L.P. | Shah Rajeev M. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · See footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,000 0 owned after | $9.89 exercise price | 2024-02-20 | |
| 2024-02-19 | Simpson Adam K. Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −191,449 0 owned after | $1.04 exercise price | 2024-02-20 | |
| 2024-02-19 | Simpson Adam K. Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −237,146 0 owned after | $2.47 exercise price | 2024-02-20 | |
| 2024-02-19 | Simpson Adam K. Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,347,546 0 owned after | $5.91 exercise price | 2024-02-20 | |
| 2024-02-19 | Simpson Adam K. Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350,000 0 owned after | $9.06 exercise price | 2024-02-20 | |
| 2024-02-19 | Simpson Adam K. Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −375,000 0 owned after | $15.00 exercise price | 2024-02-20 | |
| 2024-02-19 | Simpson Adam K. Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −317,866 0 owned after | $17.55 exercise price | 2024-02-20 | |
| 2024-02-19 | Khan Amin Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | $9.06 exercise price | 2024-02-20 | |
| 2024-02-19 | Khan Amin Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −180,000 0 owned after | $10.16 exercise price | 2024-02-20 | |
| 2024-02-19 | Veneman Ann M Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,278 0 owned after | $6.25 exercise price | 2024-02-20 | |
| 2024-02-19 | Veneman Ann M Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,000 0 owned after | $9.89 exercise price | 2024-02-20 | |
| 2024-02-19 | Veneman Ann M Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,500 0 owned after | $15.00 exercise price | 2024-02-20 | |
| 2024-02-19 | Cearley Cassia Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,511 0 owned after | $0.84 exercise price | 2024-02-20 | |
| 2024-02-19 | Cearley Cassia Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −104,204 0 owned after | $1.04 exercise price | 2024-02-20 | |
| 2024-02-19 | Cearley Cassia Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.47 exercise price | 2024-02-20 | |
| 2024-02-19 | Cearley Cassia Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −180,474 0 owned after | $5.91 exercise price | 2024-02-20 | |
| 2024-02-19 | Cearley Cassia Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −140,000 0 owned after | $9.06 exercise price | 2024-02-20 | |
| 2024-02-19 | Cearley Cassia Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −83,250 0 owned after | $15.00 exercise price | 2024-02-20 | |
| 2024-02-19 | Cearley Cassia Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −89,400 0 owned after | $17.55 exercise price | 2024-02-20 | |
| 2024-02-19 | FIELDS HEIDI Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,278 0 owned after | $6.25 exercise price | 2024-02-20 | |
| 2024-02-19 | FIELDS HEIDI Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,266 0 owned after | $7.44 exercise price | 2024-02-20 | |
| 2024-02-19 | FIELDS HEIDI Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,000 0 owned after | $9.89 exercise price | 2024-02-20 | |
| 2024-02-19 | Wassil Jim Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −44,556 0 owned after | $6.25 exercise price | 2024-02-20 | |
| 2024-02-19 | Wassil Jim Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,000 0 owned after | $9.89 exercise price | 2024-02-20 | |
| 2024-02-19 | Russo Thomas Joseph Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.47 exercise price | 2024-02-20 | |
| 2024-02-19 | Russo Thomas Joseph Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −376,590 0 owned after | $7.44 exercise price | 2024-02-20 | |
| 2024-02-19 | Russo Thomas Joseph Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $9.06 exercise price | 2024-02-20 | |
| 2024-02-19 | Russo Thomas Joseph Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −97,500 0 owned after | $15.00 exercise price | 2024-02-20 | |
| 2024-02-19 | Russo Thomas Joseph Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −74,500 0 owned after | $17.55 exercise price | 2024-02-20 | |
| 2024-02-19 | Shiver John W. Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,643 0 owned after | $6.25 exercise price | 2024-02-20 | |
| 2024-02-19 | Shiver John W. Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,000 0 owned after | $9.89 exercise price | 2024-02-20 | |
| 2024-02-19 | Shiver John W. Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,500 0 owned after | $22.50 exercise price | 2024-02-20 | |
| 2024-02-19 | MCDADE MARK Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,278 0 owned after | $6.25 exercise price | 2024-02-20 | |
| 2024-02-19 | MCDADE MARK Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,000 0 owned after | $9.89 exercise price | 2024-02-20 | |
| 2024-02-19 | Kanesa-thasan Niranjan Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,511 0 owned after | $0.84 exercise price | 2024-02-20 | |
| 2024-02-19 | Kanesa-thasan Niranjan Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −42,193 0 owned after | $1.04 exercise price | 2024-02-20 | |
| 2024-02-19 | Kanesa-thasan Niranjan Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −82,580 0 owned after | $2.47 exercise price | 2024-02-20 | |
| 2024-02-19 | Kanesa-thasan Niranjan Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −108,369 0 owned after | $5.91 exercise price | 2024-02-20 | |
| 2024-02-19 | Kanesa-thasan Niranjan Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −110,000 0 owned after | $9.06 exercise price | 2024-02-20 | |
| 2024-02-19 | Kanesa-thasan Niranjan Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −118,528 0 owned after | $15.00 exercise price | 2024-02-20 | |
| 2024-02-19 | Kanesa-thasan Niranjan Other (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −81,950 0 owned after | $17.55 exercise price | 2024-02-20 | |
| 2024-02-01 | Simpson Adam K. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 191,449 owned after | $1.04 exercise price | 2024-02-02 | |
| 2024-01-22 | Simpson Adam K. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,789 0 owned after | $0.84 exercise price | 2024-01-23 | |
| 2024-01-22 | Simpson Adam K. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −93,227 206,449 owned after | $1.04 exercise price | 2024-01-23 | |
| 2024-01-02 | Simpson Adam K. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 299,676 owned after | $1.04 exercise price | 2024-01-04 |