I-MINERALS INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-05: Reporting owner BALL ALLEN L; Form 4; Security Warrants (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2016-12-05: Reporting owner BALL ALLEN L; Form 4; Security Warrants (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2016-12-05: Reporting owner BALL ALLEN L; Form 4; Security Warrants (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2016-12-05: Reporting owner BALL ALLEN L; Form 4; Security Warrants (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | X Exercise of in-the-money or at-the-money derivative security | −18,699 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | X Exercise of in-the-money or at-the-money derivative security | −155,342 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | X Exercise of in-the-money or at-the-money derivative security | −76,752 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | X Exercise of in-the-money or at-the-money derivative security | −86,985 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | X Exercise of in-the-money or at-the-money derivative security | −178,761 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | X Exercise of in-the-money or at-the-money derivative security | −150,981 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | X Exercise of in-the-money or at-the-money derivative security | −122,142 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | X Exercise of in-the-money or at-the-money derivative security | −104,119 0 owned after | $0.13 exercise price | 2017-01-03 | |
| 2016-12-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | X Exercise of in-the-money or at-the-money derivative security | −76,723 0 owned after | $0.14 exercise price | 2017-01-03 | |
| 2016-12-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | X Exercise of in-the-money or at-the-money derivative security | −87,818 0 owned after | $0.14 exercise price | 2017-01-03 | |
| 2016-12-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | X Exercise of in-the-money or at-the-money derivative security | −111,762 0 owned after | $0.15 exercise price | 2017-01-03 | |
| 2016-12-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −18,699 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −155,342 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −76,752 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −86,985 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −178,761 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −150,981 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −122,142 0 owned after | $0.11 exercise price | 2017-01-03 | |
| 2016-12-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −104,119 0 owned after | $0.13 exercise price | 2017-01-03 | |
| 2016-12-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −76,723 0 owned after | $0.14 exercise price | 2017-01-03 | |
| 2016-12-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −87,818 0 owned after | $0.14 exercise price | 2017-01-03 | |
| 2016-12-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −111,762 0 owned after | $0.15 exercise price | 2017-01-03 | |
| 2016-09-21 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | J Other acquisition or disposition (describe transaction) | +393,058 393,058 owned after | $0.19 exercise price | 2017-01-03 | |
| 2016-09-21 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By BV Natural Resources, LLC | J Other acquisition or disposition (describe transaction) | +93,288 93,288 owned after | $0.24 exercise price | 2017-01-03 | |
| 2016-09-21 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +393,058 393,058 owned after | $0.19 exercise price | 2017-01-03 | |
| 2016-09-21 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +93,288 93,288 owned after | $0.24 exercise price | 2017-01-03 | |
| 2016-01-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · by BV Natural Resources, LLC | J Other acquisition or disposition (describe transaction) | +198,750 198,750 owned after | $0.19 exercise price | 2016-01-06 | |
| 2016-01-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · by BV Natural Resources, LLC | J Other acquisition or disposition (describe transaction) | +192,206 192,206 owned after | $0.19 exercise price | 2016-01-06 | |
| 2016-01-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · by BV Natural Resources, LLC | J Other acquisition or disposition (describe transaction) | +126,843 126,843 owned after | $0.19 exercise price | 2016-01-06 | |
| 2016-01-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · by BV Natural Resources, LLC | J Other acquisition or disposition (describe transaction) | +133,231 133,231 owned after | $0.16 exercise price | 2016-01-06 | |
| 2016-01-05 | BALL ALLEN L Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · by BV Natural Resources, LLC | J Other acquisition or disposition (describe transaction) | +95,781 95,781 owned after | $0.21 exercise price | 2016-01-06 | |
| 2016-01-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +198,750 198,750 owned after | $0.19 exercise price | 2016-01-06 | |
| 2016-01-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +192,206 192,206 owned after | $0.19 exercise price | 2016-01-06 | |
| 2016-01-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +126,843 126,843 owned after | $0.19 exercise price | 2016-01-06 | |
| 2016-01-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +133,231 133,231 owned after | $0.16 exercise price | 2016-01-06 | |
| 2016-01-05 | BV NATURAL RESOURCES, LLC 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +95,781 95,781 owned after | $0.21 exercise price | 2016-01-06 |