HTG Molecular Diagnostics, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-01: Reporting owner LAFRANCE JAMES T; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-27: Reporting owner McCracken Lee R.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-05-11: Reporting owner GRIMM DONALD W; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-05-05: Reporting owner Shuster Lewis; Form 3; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-01 | LAFRANCE JAMES T Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.88 exercise price | 2015-12-02 | |
| 2015-10-27 | McCracken Lee R. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.05 exercise price | 2015-12-07 | |
| 2015-05-11 | GRIMM DONALD W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $14.64 exercise price | 2015-05-13 | |
| 2015-05-05 holding as of filing | Shuster Lewis Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Shuster Lewis Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Shuster Lewis Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.89 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Roche Patrick C. Officer (SVP Research & Development) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Roche Patrick C. Officer (SVP Research & Development) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.89 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | McMeans Shaun D Officer (VP, Finance & Admin. & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | McMeans Shaun D Officer (VP, Finance & Admin. & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | McMeans Shaun D Officer (VP, Finance & Admin. & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | McMeans Shaun D Officer (VP, Finance & Admin. & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | McMeans Shaun D Officer (VP, Finance & Admin. & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.89 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Lubniewski John L Officer (Chief Business Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Lubniewski John L Officer (Chief Business Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Lubniewski John L Officer (Chief Business Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Lubniewski John L Officer (Chief Business Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Lubniewski John L Officer (Chief Business Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Lubniewski John L Officer (Chief Business Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.89 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.44 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.44 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.30 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.30 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.30 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.30 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.30 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | JOHNSON TIM B Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.89 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Gordon Debra A Officer (V.P. and Chief Legal Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Gordon Debra A Officer (V.P. and Chief Legal Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Gordon Debra A Officer (V.P. and Chief Legal Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Gordon Debra A Officer (V.P. and Chief Legal Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Gordon Debra A Officer (V.P. and Chief Legal Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-05-05 | ||
| 2015-05-05 holding as of filing | Gordon Debra A Officer (V.P. and Chief Legal Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.89 exercise price | 2015-05-05 |