HTG Molecular Diagnostics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-03-25: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2022-03-21; Total offering amount $20,884,736.
- 2019-10-01: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-09-24; Total offering amount $3,517,597.
- 2015-01-23: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-01-14; Total offering amount $18,023,596.
- 2014-09-03: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-08-22; Total offering amount $800,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2022-03-25 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2022-03-21 | $20,884,736 | $7,499,999 | $13,384,737 | 1 |
| 2019-10-01 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2019-09-24 | $3,517,597 | $3,463,480 | $54,117 | 2 |
| 2015-01-23 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2015-01-14 | $18,023,596 | $0 | $18,023,596 | 19 |
| 2014-09-03 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2014-08-22 | $800,000 | $0 | $800,000 | 2 |
| 2014-02-13 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-02-04 | $21,736,348 | $7,476,879 | $14,259,469 | 15 |
| 2010-08-06 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2010-07-30 | $1,738,500 | $1,738,500 | $0 | 22 |
| 2009-07-23 D/A | Rule 506 | Equity; Series C-2 Convertible Preferred Stock | 2008-11-03 | $4,310,000 | $4,310,000 | $0 | 7 |