HSBC USA INC /MD/ Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-26: Reporting owner Ameen Phillip D; Form 4; Security HSBC USA Inc. $2.8575 Cumulative Preferred Stock (HUSI PR-Z); Transaction J Other acquisition or disposition (describe transaction).
- 2013-06-05: Reporting owner Ameen Phillip D; Form 3; Security Shares in HSBC USA Inc. $2.8575 Cumulative Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-26 | Ameen Phillip D Director | 4 | HSBC USA Inc. $2.8575 Cumulative Preferred Stock (HUSI PR-Z) Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −31 0 owned after | $50.00 | 2015-06-29 | |
| 2013-06-05 holding as of filing | Ameen Phillip D Director | 3 | Shares in HSBC USA Inc. $2.8575 Cumulative Preferred Stock Non-derivative · Direct | Holding | 31 owned after | no price filed | 2013-06-05 |