Harvard Apparatus Regenerative Technology, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-06-08: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2022-05-12; Total offering amount $5,060,240.
- 2021-09-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2021-06-17; Total offering amount $3,000,000.
- 2021-06-23: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2021-06-17; Total offering amount $2,000,000.
- 2020-04-23: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-12-31; Total offering amount $2,177,502.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2022-06-08 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2022-05-12 | $5,060,240 | $5,060,240 | $0 | 25 |
| 2021-09-10 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2021-06-17 | $3,000,000 | $2,600,000 | $400,000 | 2 |
| 2021-06-23 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2021-06-17 | $2,000,000 | $600,000 | $1,400,000 | 2 |
| 2020-04-23 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2019-12-31 | $2,177,502 | $2,177,502 | $0 | 4 |
| 2019-09-19 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2019-06-12 | $1,277,143 | $1,277,143 | $0 | 7 |
| 2018-02-02 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2017-12-27 | $4,244,000 | $4,244,000 | $0 | 5 |
| 2016-06-01 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2016-05-19 | $5,000,001 | $5,000,001 | $0 | 5 |