HPIL HOLDING Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-01: Reporting owner Bertoli Louis; Form 4; Security Series 1 Class P-1 Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-12-04: Reporting owner Bertoli Louis; Form 4; Security Series 1 Class P-1 Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-01 | Bertoli Louis Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Series 1 Class P-1 Preferred Stock Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 102,990,000 owned after | $8.75 | 2012-10-03 | |
| 2009-12-04 | Bertoli Louis Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Series 1 Class P-1 Preferred Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $8.75 | 2012-10-03 |