HORIZON GLOBAL CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-02-08: Reporting owner Barrett John Frederick; Form 4; Security Warrants To Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-02-08: Reporting owner Langdon Ryan L; Form 4; Security Warrants To Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-02-08: Reporting owner Corre Partners Management, LLC; Form 4; Security Warrants To Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-04-22: Reporting owner Barrett John Frederick; Form 3; Security Warrants To Purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-02-08 | Barrett John Frederick Director | 4 | Warrants To Purchase Common Stock Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,212,528 0 owned after | $0.25 | 2023-02-09 | |
| 2023-02-08 | Langdon Ryan L Director | 4 | Warrants To Purchase Common Stock Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −834,849 0 owned after | $0.25 | 2023-02-09 | |
| 2023-02-08 | Corre Partners Management, LLC Director, Other (See Remarks) | 4 | Warrants To Purchase Common Stock Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,212,528 0 owned after | $0.25 | 2023-02-09 | |
| 2021-04-22 holding as of filing | Barrett John Frederick Director | 3 | Warrants To Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $1.50 exercise price | 2021-04-22 | ||
| 2021-04-19 holding as of filing | Corre Partners Management, LLC | 3 | Warrants To Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $1.50 exercise price | 2021-04-19 | ||
| 2021-02-04 | KENNEDY JOHN C Director | 4 | Warrants To Purchase Common Stock Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −278,283 0 owned after | $1.50 | 2021-02-08 | |
| 2019-04-17 holding as of filing | KENNEDY JOHN C Director | 3/A | Warrants to Purchase Common Stock Derivative · Indirect · By LLC | Holding | $1.50 exercise price | 2019-04-17 | ||
| 2019-04-15 holding as of filing | Langdon Ryan L Director | 3 | Warrants To Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $1.50 exercise price | 2019-04-15 |