HOPTO INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-01-13: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-01-07; Total offering amount $3,390,000.
- 2011-09-15: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2011-09-01; Total offering amount $7,100,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-01-13 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-01-07 | $3,390,000 | $3,390,000 | $0 | 7 |
| 2011-09-15 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2011-09-01 | $7,100,000 | $7,100,000 | $0 | 33 |