HOOKIPA PHARMA INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-04-23: Reporting owner BAKER JULIAN | BAKER FELIX | BAKER BROS. ADVISORS LP | Baker Bros. Advisors (GP) LLC; Form 4; Security Class A Common Stock; Transaction C Conversion of derivative security.
- 2019-04-23: Reporting owner BAKER JULIAN | BAKER FELIX | BAKER BROS. ADVISORS LP | Baker Bros. Advisors (GP) LLC; Form 4; Security Class A Common Stock; Transaction C Conversion of derivative security.
- 2019-04-23: Reporting owner BAKER JULIAN | BAKER FELIX | BAKER BROS. ADVISORS LP | Baker Bros. Advisors (GP) LLC; Form 4; Security Class A Common Stock; Transaction C Conversion of derivative security.
- 2019-04-23: Reporting owner BAKER JULIAN | BAKER FELIX | BAKER BROS. ADVISORS LP | Baker Bros. Advisors (GP) LLC; Form 4; Security Class A Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-04-23 | BAKER JULIAN | BAKER FELIX | BAKER BROS. ADVISORS LP | Baker Bros. Advisors (GP) LLC Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | 4 | Class A Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | +324,421 324,421 owned after | no price filed | 2019-04-23 | |
| 2019-04-23 | BAKER JULIAN | BAKER FELIX | BAKER BROS. ADVISORS LP | Baker Bros. Advisors (GP) LLC Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | 4 | Class A Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | +2,905,359 2,905,359 owned after | no price filed | 2019-04-23 | |
| 2019-04-23 | BAKER JULIAN | BAKER FELIX | BAKER BROS. ADVISORS LP | Baker Bros. Advisors (GP) LLC Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | 4 | Class A Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | +60,194 60,194 owned after | no price filed | 2019-04-23 | |
| 2019-04-23 | BAKER JULIAN | BAKER FELIX | BAKER BROS. ADVISORS LP | Baker Bros. Advisors (GP) LLC Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | Other (Former 10% owner) | 4 | Class A Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | +529,758 529,758 owned after | no price filed | 2019-04-23 |