HOLLYFRONTIER CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-03-04: Reporting owner SURPLUS SCOTT C; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-04-08: Reporting owner SURPLUS SCOTT C; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2008-08-20: Reporting owner CLIFTON MATTHEW P; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-01-22: Reporting owner CLIFTON MATTHEW P; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-03-04 | SURPLUS SCOTT C Officer (Vice President & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $2.98 exercise price | 2010-03-08 | |
| 2009-04-08 holding as of filing | SURPLUS SCOTT C Officer (Vice President & Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.98 exercise price | 2009-04-08 | ||
| 2008-08-20 | CLIFTON MATTHEW P Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 0 owned after | $2.98 exercise price | 2008-08-22 | |
| 2008-01-22 | CLIFTON MATTHEW P Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −76,000 0 owned after | $3.34 exercise price | 2008-01-24 | |
| 2007-04-12 | GLANCY W JOHN Director, Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $2.98 exercise price | 2007-04-16 | |
| 2007-03-14 | GLANCY W JOHN Director, Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 30,000 owned after | $2.98 exercise price | 2007-03-15 | |
| 2007-03-07 | GLANCY W JOHN Director, Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 44,000 owned after | $2.98 exercise price | 2007-03-08 | |
| 2007-01-22 | GLANCY W JOHN Director, Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 54,000 owned after | $2.98 exercise price | 2007-01-24 | |
| 2006-08-07 | GLANCY W JOHN Director, Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 66,000 owned after | $2.98 exercise price | 2006-08-08 | |
| 2006-06-30 | GLANCY W JOHN Director, Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 86,000 owned after | $2.98 exercise price | 2006-06-30 | |
| 2006-04-10 | GLANCY W JOHN Director, Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 53,000 owned after | $5.95 exercise price | 2006-04-12 | |
| 2006-04-04 | CLIFTON MATTHEW P Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 38,000 owned after | $6.88 exercise price | 2006-04-06 | |
| 2006-04-04 | CLIFTON MATTHEW P Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 0 owned after | $4.31 exercise price | 2006-04-06 | |
| 2006-03-16 | GLANCY W JOHN Director, Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,400 0 owned after | $4.31 exercise price | 2006-03-17 | |
| 2006-03-16 | GLANCY W JOHN Director, Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,600 65,000 owned after | $5.95 exercise price | 2006-03-17 | |
| 2006-03-02 | NORSWORTHY LAMAR Director, Officer (Chairman of the Board) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,400 48,000 owned after | $5.95 exercise price | 2006-03-03 | |
| 2006-03-01 | NORSWORTHY LAMAR Director, Officer (Chairman of the Board) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 48,000 owned after | $5.95 exercise price | 2006-03-03 | |
| 2006-02-27 | NORSWORTHY LAMAR Director, Officer (Chairman of the Board) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,600 142,400 owned after | $5.95 exercise price | 2006-02-28 | |
| 2006-02-24 | NORSWORTHY LAMAR Director, Officer (Chairman of the Board) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 142,400 owned after | $5.95 exercise price | 2006-02-28 |