HEALTH MANAGEMENT ASSOCIATES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-15: Reporting owner FARNHAM ROBERT E; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-08-22: Reporting owner FARNHAM ROBERT E; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2013-08-20: Reporting owner FARNHAM ROBERT E; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2013-08-20: Reporting owner WESTERFIELD RANDOLPH W; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-15 | FARNHAM ROBERT E Officer (Senior VP- Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,659 0 owned after | $5.63 | 2013-09-17 | |
| 2013-08-22 holding as of filing | FARNHAM ROBERT E Officer (Senior VP- Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 100,659 owned after | $11.31 exercise price | 2013-08-22 | |
| 2013-08-20 holding as of filing | FARNHAM ROBERT E Officer (Senior VP- Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 100,659 owned after | $11.31 exercise price | 2013-08-20 | |
| 2013-08-20 holding as of filing | WESTERFIELD RANDOLPH W Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $22.77 exercise price | 2013-08-20 | |
| 2013-08-20 holding as of filing | WESTERFIELD RANDOLPH W Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $24.75 exercise price | 2013-08-20 | |
| 2013-08-20 holding as of filing | STEERE WILLIAM C JR Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $22.77 exercise price | 2013-08-20 | |
| 2013-08-20 holding as of filing | STEERE WILLIAM C JR Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $24.75 exercise price | 2013-08-20 | |
| 2013-08-20 holding as of filing | KNOX ROBERT A Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $22.77 exercise price | 2013-08-20 | |
| 2013-08-20 holding as of filing | KNOX ROBERT A Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $24.75 exercise price | 2013-08-20 | |
| 2013-08-20 holding as of filing | KIERNAN DONALD E Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $22.77 exercise price | 2013-08-20 | |
| 2013-08-20 holding as of filing | KIERNAN DONALD E Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $24.75 exercise price | 2013-08-20 | |
| 2013-08-20 holding as of filing | DAUTEN KENT P Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $22.77 exercise price | 2013-08-20 | |
| 2013-08-20 holding as of filing | DAUTEN KENT P Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $24.75 exercise price | 2013-08-20 | |
| 2013-07-31 | NEWSOME GARY D Other (Retired Effective 7-31-13) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500,000 0 owned after | $4.75 exercise price | 2013-08-02 | |
| 2013-03-05 holding as of filing | NEWSOME GARY D Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 500,000 owned after | $4.75 exercise price | 2013-03-05 | |
| 2013-03-05 holding as of filing | FARNHAM ROBERT E Officer (Senior VP- Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 100,659 owned after | $11.31 exercise price | 2013-03-05 | |
| 2013-02-21 holding as of filing | FARNHAM ROBERT E Officer (Senior VP- Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 100,659 owned after | $11.31 exercise price | 2013-02-21 | |
| 2013-02-21 holding as of filing | NEWSOME GARY D Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 500,000 owned after | $4.75 exercise price | 2013-02-21 | |
| 2013-02-04 holding as of filing | FARNHAM ROBERT E Officer (Senior VP- Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 100,659 owned after | $11.31 exercise price | 2013-02-04 | |
| 2013-02-01 | FARNHAM ROBERT E Officer (Senior VP- Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,067 0 owned after | $9.22 exercise price | 2013-02-04 | |
| 2013-01-31 | FARNHAM ROBERT E Officer (Senior VP- Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,328 39,067 owned after | $9.22 exercise price | 2013-02-04 | |
| 2013-01-03 holding as of filing | WESTERFIELD RANDOLPH W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,250 owned after | $18.56 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | WESTERFIELD RANDOLPH W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $22.77 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | WESTERFIELD RANDOLPH W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $24.75 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | STEERE WILLIAM C JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $18.56 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | STEERE WILLIAM C JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $22.77 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | STEERE WILLIAM C JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $24.75 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | KNOX ROBERT A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,250 owned after | $18.56 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | KNOX ROBERT A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $22.77 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | KNOX ROBERT A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $24.75 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | KIERNAN DONALD E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,250 owned after | $18.56 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | KIERNAN DONALD E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $22.77 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | KIERNAN DONALD E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $24.75 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | DAUTEN KENT P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,250 owned after | $18.56 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | DAUTEN KENT P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $22.77 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | DAUTEN KENT P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $24.75 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | NEWSOME GARY D Director, Officer (President and CEO) | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 500,000 owned after | $4.75 exercise price | 2013-01-03 |