HAWKER ENERGY, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-10-15: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-10-10; Total offering amount $3,300,000.
- 2014-01-07: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-01-01; Total offering amount $3,600,000.
- 2013-11-12: Federal exemption Rule 506(c); Types of securities offered Equity; Date of first sale 2013-10-25; Total offering amount $2,100,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-10-15 | Rule 506(b) | Equity | 2014-10-10 | $3,300,000 | $3,300,000 | $0 | 2 |
| 2014-01-07 | Rule 506(b) | Equity | 2014-01-01 | $3,600,000 | $300,000 | $3,300,000 | 2 |
| 2013-11-12 | Rule 506(c) | Equity | 2013-10-25 | $2,100,000 | $2,100,000 | $0 | 3 |