HARBORONE BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows, 29 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-05-30: Reporting owner Goedken Brad J.; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-02-27: Reporting owner Blake James W.; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-02-27: Reporting owner CASEY JOSEPH F; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-11-26: Reporting owner CASEY JOSEPH F; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-05-30 | Goedken Brad J. Officer (Chief Information Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,220 10,220 owned after | $18.11 exercise price | 2019-06-07 | |
| 2019-02-27 | Blake James W. Director, Officer (CEO and Secretary) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +207,752 207,752 owned after | $16.12 exercise price | 2019-03-01 | |
| 2019-02-27 | CASEY JOSEPH F Director, Officer (President and COO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,602 86,602 owned after | $16.12 exercise price | 2019-03-01 | |
| 2018-11-26 | CASEY JOSEPH F Director, Officer (President & COO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,199 74,199 owned after | $17.56 exercise price | 2018-12-06 | |
| 2018-11-26 | Blake James W. Director, Officer (CEO & Secretary) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,199 74,199 owned after | $17.56 exercise price | 2018-12-06 | |
| 2018-11-08 holding as of filing | Kerr Brenda C. Officer (Sr. VP - Retail Officer) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $19.03 exercise price | 2018-11-08 | ||
| 2017-08-16 | Blake James W. Director, Officer (CEO and Secretary) | 4/A | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,199 74,199 owned after | $18.35 exercise price | 2018-08-15 | |
| 2017-08-16 | CASEY JOSEPH F Director, Officer (President and COO) | 4/A | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,199 74,199 owned after | $18.35 exercise price | 2018-08-15 | |
| 2017-08-16 | Simmons Linda Officer (Sr. V.P. & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $18.35 exercise price | 2017-08-21 | |
| 2017-08-16 | Lynch Timothy R. Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,375 46,375 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Reilly David B. Officer (SVP - Operations) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Dunn Wayne F. Officer (SVP-Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Peckham Wallace H. III Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,375 46,375 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Sullivan Michael James Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,375 46,375 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Makowiecki Peter F. Officer (SVP - Residential Lending) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Donahue Leo C. Officer (SVP - Retail Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Williams Patricia M. Officer (SVP - Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Payne William A Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,913 13,913 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | LANGONE MARK T Officer (SVP-Chief Enterprise Risk Off) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Barry Joseph F. Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,375 46,375 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Blake James W. Director, Officer (President, CEO and Secretary) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +356,150 356,150 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | CASEY JOSEPH F Director, Officer (Executive VP, COO and CFO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +235,000 235,000 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Sanborn H. Scott Officer (SVP - Commercial Lending) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Jezard Gordon Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46 46 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Kent Edward F. Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,375 46,375 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Tryder David E. Officer (SVP & Chief Marketing Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Frenette David P. Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,375 46,375 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Gibbons Christopher K. Officer (SVP-Consumer Lending) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $18.35 exercise price | 2017-08-18 | |
| 2017-08-16 | Koretz Barry R. Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,375 46,375 owned after | $18.35 exercise price | 2017-08-18 |