HANCOCK FABRICS INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-24: Reporting owner SUBIN NEIL S; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-07-24: Reporting owner SUBIN NEIL S; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-07-24: Reporting owner Lenado Partners, Series A of Lenado Capital Partners, L.P.; Form 4; Security Common Stock Warrants (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2012-11-27: Reporting owner LENADO DP, L.P.; Form 3; Security Common Stock Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-24 | SUBIN NEIL S Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · By Espadarte Partners LLC | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $0.59 exercise price | 2014-07-28 | |
| 2014-07-24 | SUBIN NEIL S Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · By Sufam LLC | P Open market or private purchase of non-derivative or derivative security | +350,000 350,000 owned after | $0.59 exercise price | 2014-07-28 | |
| 2014-07-24 | Lenado Partners, Series A of Lenado Capital Partners, L.P. | 4 | Common Stock Warrants (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −600,000 1,594,400 owned after | $0.59 exercise price | 2014-07-25 | |
| 2012-11-27 holding as of filing | LENADO DP, L.P. Other (Member of 10% owner group) | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.59 exercise price | 2012-11-27 | ||
| 2012-11-20 | LENADO CAPITAL PARTNERS, L.P. | 4 | Common Stock Warrants (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,647,200 0 owned after | $1.12 exercise price | 2012-11-27 | |
| 2012-11-20 | LENADO CAPITAL PARTNERS, L.P. | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,194,400 2,194,400 owned after | $0.59 exercise price | 2012-11-27 | |
| 2012-11-20 | SPV UNO, LLC Other (Member of 10% owner group) | 4 | Common Stock Warrants (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −174,400 0 owned after | $1.12 exercise price | 2012-11-27 | |
| 2012-11-20 | SPV UNO, LLC Other (Member of 10% owner group) | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +232,000 232,000 owned after | $0.59 exercise price | 2012-11-27 | |
| 2012-11-20 | SPV Quatro, LLC | 4 | Common Stock Warrants (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,490,000 0 owned after | $1.12 exercise price | 2012-11-27 | |
| 2012-11-20 | SPV Quatro, LLC | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,984,800 1,984,800 owned after | $0.59 exercise price | 2012-11-27 | |
| 2011-01-11 holding as of filing | SPV Quatro, LLC Other (Member of 10% owner group) | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $1.12 exercise price | 2011-01-11 | ||
| 2010-07-22 holding as of filing | SPV UNO, LLC | Owl Creek Capital LLC Other (Member of 10% owner group) | Other (Member of 10% owner group) | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $1.12 exercise price | 2010-07-22 | ||
| 2009-04-14 holding as of filing | Usdan Adam | Trellus Management Company, LLC 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See footnote | Holding | $1.12 exercise price | 2009-04-14 | ||
| 2008-09-15 holding as of filing | BERG CARL E Director, 10% Owner | 3/A | Warrants to purchase common stock Derivative · Indirect · By Lightpointe Communications, Inc. | Holding | $1.12 exercise price | 2008-09-15 | ||
| 2008-08-15 holding as of filing | EnterAspen LTD 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $1.12 exercise price | 2008-08-15 | ||
| 2008-08-08 holding as of filing | BERG CARL E Director | 3 | Warrants to purchase common stock Derivative · Indirect · By Lightpointe Communications, Inc. | Holding | $1.12 exercise price | 2008-08-08 | ||
| 2008-08-01 | Aggers Jane F Director, Officer (CEO) | 4 | Warrants to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100 100 owned after | $1.12 exercise price | 2009-03-26 | |
| 2008-08-01 | ASPEN ADVISORS LLC | Sopris Capital Advisors LLC | HECHT NIKOS | EnterAspen LTD | Sopris Capital LLC | Sopris Partners, Series A of Sopris Capital Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · Through managed accounts | P Open market or private purchase of non-derivative or derivative security | +2,103 841,219 owned after | $1.12 exercise price | 2008-08-15 | |
| 2008-08-01 | ASPEN ADVISORS LLC | Sopris Capital Advisors LLC | HECHT NIKOS | EnterAspen LTD | Sopris Capital LLC | Sopris Partners, Series A of Sopris Capital Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · Through partner-ships and managed accounts | P Open market or private purchase of non-derivative or derivative security | +7,238 2,895,256 owned after | $1.12 exercise price | 2008-08-15 |