Hallmark Financial Services, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 319 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-05-22: Reporting owner SCHWARZ MARK E; Form 4; Security Director Stock Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-05-24: Reporting owner NEWCASTLE CAPITAL GROUP LLC | NEWCASTLE CAPITAL MANAGEMENT LP | NEWCASTLE PARTNERS L P | SCHWARZ MARK E; Form 4; Security Director Stock Options; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-05-22 | SCHWARZ MARK E Director, Officer (Executive Chairman), 10% Owner | 4 | Director Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 19,167 owned after | $11.46 exercise price | 2008-05-27 | |
| 2007-05-24 | NEWCASTLE CAPITAL GROUP LLC | NEWCASTLE CAPITAL MANAGEMENT LP | NEWCASTLE PARTNERS L P | SCHWARZ MARK E Director, Officer (Executive Chairman), 10% Owner | Director, Officer (Executive Chairman), 10% Owner | Director, Officer (Executive Chairman), 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 4 | Director Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 14,167 owned after | $12.52 exercise price | 2007-05-29 |