GWG Holdings, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-01-15: Federal exemption Rule 506(c); Types of securities offered Debt; Guarantee; Date of first sale 2020-12-31; Total offering amount $1,000,000,000.
- 2011-09-12: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-09-01; Total offering amount $25,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-01-15 | Rule 506(c) | Debt; Guarantee | 2020-12-31 | $1,000,000,000 | $655,021 | $999,344,979 | 3 |
| 2011-09-12 | Rule 506 | Equity; OptionToAcquire | 2011-09-01 | $25,000,000 | $2,599,670 | $22,400,330 | 31 |