Guardian 8 Holdings Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-06-08: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Debentures issued with Class C warrants; Date of first sale 2015-06-02; Total offering amount $5,000,000.
- 2014-06-02: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Debentures issued with Class C warrants; Date of first sale 2014-05-27; Total offering amount $7,000,000.
- 2014-05-29: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Debentures issued with Class C warrants; Date of first sale 2014-05-27; Total offering amount $7,000,000.
- 2013-06-18: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-03-15; Total offering amount $3,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-06-08 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Debentures issued with Class C warrants | 2015-06-02 | $5,000,000 | $625,000 | $4,375,000 | 9 |
| 2014-06-02 D/A | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Debentures issued with Class C warrants | 2014-05-27 | $7,000,000 | $7,000,000 | $0 | 26 |
| 2014-05-29 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Debentures issued with Class C warrants | 2014-05-27 | $7,000,000 | $5,250,000 | $1,750,000 | 10 |
| 2013-06-18 D/A | Rule 506 | Equity; OptionToAcquire | 2013-03-15 | $3,000,000 | $800,000 | $2,200,000 | 10 |
| 2013-03-21 | Rule 506 | Equity; OptionToAcquire | 2013-03-15 | $3,000,000 | $300,000 | $2,700,000 | 3 |
| 2013-02-08 | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2011-12-14 | Indefinite | $569,500 | Indefinite | 14 |
| 2012-09-14 | Rule 506 | Equity; OptionToAcquire | 2012-08-30 | $2,000,000 | $65,000 | $1,935,000 | 2 |