GROW CAPITAL, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-16: Reporting owner Zallen Wayne Andrew; Form 4/A; Security Series A Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2015-11-17: Reporting owner Zallen Wayne Andrew; Form 4/A; Security Series A Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-16 | Zallen Wayne Andrew Director, Officer (CEO) | 4/A | Series A Convertible Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,000,000 0 owned after | no price filed | 2017-07-25 | |
| 2015-11-17 | Zallen Wayne Andrew Director, Officer (CEO) | 4/A | Series A Convertible Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | no price filed | 2017-07-25 |