GREEN BALLAST, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-15: Reporting owner Clarkson Kevin; Form 4; Security Right to Acquire; Transaction J Other acquisition or disposition (describe transaction).
- 2012-05-15: Reporting owner Adams J. Kevin; Form 4; Security Right to Acquire; Transaction J Other acquisition or disposition (describe transaction).
- 2012-04-17: Reporting owner Adams J. Kevin; Form 3/A; Security Right to Acquire; Transaction Holding.
- 2012-04-17: Reporting owner Clarkson Kevin; Form 3/A; Security Right to Acquire; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-15 | Clarkson Kevin Director, Officer (Exec VP - Product Development) | 4 | Right to Acquire Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,809,375 0 owned after | no price filed | 2012-05-17 | |
| 2012-05-15 | Adams J. Kevin Director, Officer (President and CEO), 10% Owner | 4 | Right to Acquire Derivative · Indirect · by Adams Family Limited Partnership | J Other acquisition or disposition (describe transaction) | −8,443,750 0 owned after | no price filed | 2012-05-17 | |
| 2012-04-17 holding as of filing | Adams J. Kevin Director, Officer (President and CEO), 10% Owner | 3/A | Right to Acquire Derivative · Indirect · by Adams Family Limited Partnership | Holding | no price filed | 2012-04-17 | ||
| 2012-04-17 holding as of filing | Clarkson Kevin Director, Officer (Exec VP - Product Development) | 3/A | Right to Acquire Derivative · Direct | Holding | no price filed | 2012-04-17 |