GRANDPARENTS.COM, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-21: Reporting owner VB Funding, LLC; Form 4/A; Security SERIES D CONVERTIBLE 12% PREFERRED STOCK; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-12-21: Reporting owner VB Funding, LLC; Form 4; Security SERIES D CONVERTIBLE 12% PREFERRED STOCK; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-09-29: Reporting owner HARRIS MEL; Form 4; Security Series C Redeemable Convertible 7.5% Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-05-09: Reporting owner GP.com Holding Company, LLC.; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-21 | VB Funding, LLC 10% Owner | 4/A | SERIES D CONVERTIBLE 12% PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500,000 1,500,000 owned after | $0.67 | 2016-12-23 | |
| 2016-12-21 | VB Funding, LLC 10% Owner | 4 | SERIES D CONVERTIBLE 12% PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500,000 1,500,000 owned after | $1.50 | 2016-12-22 | |
| 2015-09-29 | HARRIS MEL Director | 4 | Series C Redeemable Convertible 7.5% Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +225,000 225,000 owned after | $0.20 exercise price | 2015-12-30 | |
| 2012-05-09 | GP.com Holding Company, LLC. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1 0 owned after | $0.00 | 2013-04-03 | |
| 2012-05-09 | SCHWARTZ MATTHEW Officer (VP - Admin., CCO, Secretary) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1 0 owned after | $0.00 | 2013-04-03 | |
| 2012-05-09 | COHEN ROBERT Director, Officer (VP - Admin., CCO, Secretary) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1 0 owned after | $0.00 | 2013-04-03 | |
| 2012-05-09 | BERNSTEIN JOSEPH E Director, Officer (Co-CEO, CFO and Treasurer) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1 0 owned after | $0.00 | 2013-04-03 | |
| 2012-05-09 | LEBER STEVEN E Director, Officer (Co-CEO, Chairman), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1 0 owned after | $0.00 | 2012-09-12 | |
| 2012-03-01 holding as of filing | GP.com Holding Company, LLC. 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2012-03-01 | ||
| 2012-03-01 holding as of filing | SCHWARTZ MATTHEW Officer (See Remarks) | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2012-03-01 | ||
| 2012-03-01 holding as of filing | SCHWARTZ MATTHEW Officer (See Remarks) | 3 | Series B Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2012-03-01 | ||
| 2012-03-01 holding as of filing | Wasserman Jeffrey L Director | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2012-03-01 | ||
| 2012-03-01 holding as of filing | OFFICE JEREMY Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2012-03-01 | ||
| 2012-03-01 holding as of filing | LEBER STEVEN E Director, Officer (Co-CEO, Chairman), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2012-03-01 | ||
| 2012-03-01 holding as of filing | BERNSTEIN JOSEPH E Director, Officer (Co-CEO, CFO and Treasurer), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2012-03-01 | ||
| 2012-03-01 holding as of filing | COHEN ROBERT Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2012-03-01 | ||
| 2006-05-31 | GILES TERRY M Director | 4 | Series A Preferred Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900,000 0 owned after | $2.00 | 2006-10-27 | |
| 2006-03-11 | GILES TERRY M Director | 4 | Series A Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −50,000 900,000 owned after | $2.00 | 2006-10-27 |