GOOGLE INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 285 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-06-05: Reporting owner Rosenberg Jonathan J; Form 4; Security Options to Purchase Class A Common Stock; Transaction Holding.
- 2007-06-04: Reporting owner Rosenberg Jonathan J; Form 4; Security Options to Purchase Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-06-04: Reporting owner Rosenberg Jonathan J; Form 4; Security Options to Purchase Class A Common Stock; Transaction Holding.
- 2007-06-04: Reporting owner Rosenberg Jonathan J; Form 4; Security Options to Purchase Class A Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-06-05 holding as of filing | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | Holding | 40,000 owned after | $448.23 exercise price | 2007-06-05 | |
| 2007-06-04 | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −315 56,297 owned after | $5.00 exercise price | 2007-06-04 | |
| 2007-06-04 holding as of filing | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | Holding | 40,000 owned after | $448.23 exercise price | 2007-06-04 | |
| 2007-06-04 holding as of filing | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | Holding | 40,000 owned after | $448.23 exercise price | 2007-06-04 | |
| 2007-06-01 | Kordestani Omid Officer (SVP, World Wide Sales/Oper.) | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 48,000 owned after | $0.30 exercise price | 2007-06-05 | |
| 2007-06-01 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −583 19,838 owned after | $26.00 exercise price | 2007-06-05 | |
| 2007-06-01 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,541 10,185 owned after | $9.00 exercise price | 2007-06-05 | |
| 2007-06-01 | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −315 56,612 owned after | $5.00 exercise price | 2007-06-04 | |
| 2007-05-25 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −170 32,350 owned after | $20.00 exercise price | 2007-05-30 | |
| 2007-05-24 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −170 32,520 owned after | $20.00 exercise price | 2007-05-29 | |
| 2007-05-23 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −170 32,690 owned after | $20.00 exercise price | 2007-05-25 | |
| 2007-05-22 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −170 32,860 owned after | $20.00 exercise price | 2007-05-24 | |
| 2007-05-21 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −170 33,030 owned after | $20.00 exercise price | 2007-05-23 | |
| 2007-05-14 | Eustace Robert Alan Officer (Vice President of Engineering) | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 32,395 owned after | $5.00 exercise price | 2007-05-16 | |
| 2007-05-09 holding as of filing | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | Holding | 40,000 owned after | $448.23 exercise price | 2007-05-09 | |
| 2007-05-08 holding as of filing | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | Holding | 40,000 owned after | $448.23 exercise price | 2007-05-08 | |
| 2007-05-07 | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −314 56,927 owned after | $5.00 exercise price | 2007-05-09 | |
| 2007-05-07 holding as of filing | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | Holding | 40,000 owned after | $448.23 exercise price | 2007-05-07 | |
| 2007-05-07 holding as of filing | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | Holding | 12,726 owned after | $9.00 exercise price | 2007-05-07 | |
| 2007-05-07 holding as of filing | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | Holding | 21,004 owned after | $26.00 exercise price | 2007-05-07 | |
| 2007-05-07 holding as of filing | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | Holding | 40,000 owned after | $448.23 exercise price | 2007-05-07 | |
| 2007-05-04 | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −314 57,241 owned after | $5.00 exercise price | 2007-05-08 | |
| 2007-05-03 | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −315 57,555 owned after | $5.00 exercise price | 2007-05-07 | |
| 2007-05-03 holding as of filing | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | Holding | 40,000 owned after | $448.23 exercise price | 2007-05-03 | |
| 2007-05-02 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −583 33,147 owned after | $26.00 exercise price | 2007-05-07 | |
| 2007-05-02 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,541 12,726 owned after | $9.00 exercise price | 2007-05-07 | |
| 2007-05-02 | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −315 57,870 owned after | $5.00 exercise price | 2007-05-07 | |
| 2007-05-02 holding as of filing | REYES GEORGE Officer (Chief Financial Officer) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | Holding | 30,000 owned after | $448.23 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | REYES GEORGE Officer (Chief Financial Officer) | 4 | Option to Purchase Class B Common Stock Derivative · Direct | Holding | 51,750 owned after | $5.00 exercise price | 2007-05-02 | |
| 2007-05-01 | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −315 58,185 owned after | $5.00 exercise price | 2007-05-03 | |
| 2007-05-01 | Kordestani Omid Officer (SVP, World Wide Sales/Oper.) | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 54,000 owned after | $0.30 exercise price | 2007-05-03 | |
| 2007-04-26 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −165 33,200 owned after | $20.00 exercise price | 2007-04-30 | |
| 2007-04-25 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −170 33,365 owned after | $20.00 exercise price | 2007-04-30 | |
| 2007-04-24 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175 33,535 owned after | $20.00 exercise price | 2007-04-26 | |
| 2007-04-23 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −170 33,710 owned after | $20.00 exercise price | 2007-04-25 | |
| 2007-04-20 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −170 33,880 owned after | $20.00 exercise price | 2007-04-24 | |
| 2007-04-12 | Eustace Robert Alan Officer (Vice President of Engineering) | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 34,395 owned after | $5.00 exercise price | 2007-04-16 | |
| 2007-04-05 holding as of filing | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | Holding | 15,267 owned after | $9.00 exercise price | 2007-04-05 | |
| 2007-04-05 holding as of filing | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | Holding | 21,587 owned after | $26.00 exercise price | 2007-04-05 | |
| 2007-04-02 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −583 21,004 owned after | $26.00 exercise price | 2007-04-05 | |
| 2007-04-02 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,541 15,267 owned after | $9.00 exercise price | 2007-04-05 | |
| 2007-03-26 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140 34,050 owned after | $20.00 exercise price | 2007-03-27 | |
| 2007-03-23 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140 34,190 owned after | $20.00 exercise price | 2007-03-27 | |
| 2007-03-22 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140 34,330 owned after | $20.00 exercise price | 2007-03-26 | |
| 2007-03-21 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140 34,470 owned after | $20.00 exercise price | 2007-03-26 | |
| 2007-03-20 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140 34,610 owned after | $20.00 exercise price | 2007-03-22 | |
| 2007-03-12 | Eustace Robert Alan Officer (Vice President of Engineering) | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 36,395 owned after | $5.00 exercise price | 2007-03-13 | |
| 2007-03-05 holding as of filing | Brown Shona L Officer (VP Business Oper.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | Holding | 39,395 owned after | no price filed | 2007-03-05 | |
| 2007-03-05 holding as of filing | REYES GEORGE Officer (Chief Financial Officer) | 4 | Option to Purchase Class B Common Stock Derivative · Direct | Holding | 51,750 owned after | $5.00 exercise price | 2007-03-05 | |
| 2007-03-05 holding as of filing | Drummond David C Officer (VP, Gen. Counsel, Secty) | 4 | Options to Purchase Class B Common Stock Derivative · Direct | Holding | 66,500 owned after | $5.00 exercise price | 2007-03-05 | |
| 2007-03-05 holding as of filing | Eustace Robert Alan Officer (Vice President of Engineering) | 4 | Options to Purchase Class B Common Stock Derivative · Direct | Holding | 38,394 owned after | $5.00 exercise price | 2007-03-05 | |
| 2007-03-05 holding as of filing | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class B Common Stock Derivative · Direct | Holding | 58,500 owned after | $5.00 exercise price | 2007-03-05 | |
| 2007-03-05 holding as of filing | Kordestani Omid Officer (SVP, World Wide Sales/Oper.) | 4 | Options to Purchase Class B Common Stock Derivative · Direct | Holding | 60,000 owned after | $0.30 exercise price | 2007-03-05 | |
| 2007-03-05 holding as of filing | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | Holding | 17,808 owned after | $9.00 exercise price | 2007-03-05 | |
| 2007-03-05 holding as of filing | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | Holding | 22,170 owned after | $26.00 exercise price | 2007-03-05 | |
| 2007-03-01 | Brown Shona L Officer (VP Business Oper.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $448.23 exercise price | 2007-03-05 | |
| 2007-03-01 | REYES GEORGE Officer (Chief Financial Officer) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $448.23 exercise price | 2007-03-05 | |
| 2007-03-01 | Drummond David C Officer (VP, Gen. Counsel, Secty) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $448.23 exercise price | 2007-03-05 | |
| 2007-03-01 | Eustace Robert Alan Officer (Vice President of Engineering) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $448.23 exercise price | 2007-03-05 | |
| 2007-03-01 | Rosenberg Jonathan J Officer (VP Prod. Mgmt.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $448.23 exercise price | 2007-03-05 | |
| 2007-03-01 | Kordestani Omid Officer (SVP, World Wide Sales/Oper.) | 4 | Options to Purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $448.23 exercise price | 2007-03-05 | |
| 2007-03-01 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −583 21,587 owned after | $26.00 exercise price | 2007-03-05 | |
| 2007-03-01 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,541 17,808 owned after | $9.00 exercise price | 2007-03-05 | |
| 2007-02-28 | LEVINSON ARTHUR D Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,166 30,334 owned after | $35.00 exercise price | 2007-03-02 | |
| 2007-02-26 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 34,750 owned after | $20.00 exercise price | 2007-02-26 | |
| 2007-02-23 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 34,850 owned after | $20.00 exercise price | 2007-02-26 | |
| 2007-02-22 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 34,950 owned after | $20.00 exercise price | 2007-02-26 | |
| 2007-02-21 | Kordestani Omid Officer (SVP, World Wide Sales/Oper.) | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 60,000 owned after | $0.30 exercise price | 2007-02-23 | |
| 2007-02-21 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 35,050 owned after | $20.00 exercise price | 2007-02-23 | |
| 2007-02-20 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 35,150 owned after | $20.00 exercise price | 2007-02-21 | |
| 2007-02-12 | Eustace Robert Alan Officer (Vice President of Engineering) | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,795 31,599 owned after | $5.00 exercise price | 2007-02-14 | |
| 2007-02-05 holding as of filing | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | Holding | 20,349 owned after | $9.00 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | Holding | 22,753 owned after | $26.00 exercise price | 2007-02-05 | |
| 2007-02-01 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −583 22,170 owned after | $26.00 exercise price | 2007-02-05 | |
| 2007-02-01 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,541 20,349 owned after | $9.00 exercise price | 2007-02-05 | |
| 2007-01-26 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 35,250 owned after | $20.00 exercise price | 2007-01-31 | |
| 2007-01-25 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 35,350 owned after | $20.00 exercise price | 2007-01-29 | |
| 2007-01-24 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 35,450 owned after | $20.00 exercise price | 2007-01-26 | |
| 2007-01-23 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 35,550 owned after | $20.00 exercise price | 2007-01-25 | |
| 2007-01-22 | HENNESSY JOHN L Director | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 35,650 owned after | $20.00 exercise price | 2007-01-24 | |
| 2007-01-12 | Eustace Robert Alan Officer (Vice President of Engineering) | 4 | Option to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,795 38,394 owned after | $5.00 exercise price | 2007-01-17 | |
| 2007-01-05 holding as of filing | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | Holding | 22,890 owned after | $9.00 exercise price | 2007-01-05 | |
| 2007-01-05 holding as of filing | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | Holding | 23,336 owned after | $26.00 exercise price | 2007-01-05 | |
| 2007-01-03 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −583 22,753 owned after | $26.00 exercise price | 2007-01-05 | |
| 2007-01-03 | Brown Shona L Officer (VP Business Oper.) | 4 | Option to Purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,541 22,890 owned after | $9.00 exercise price | 2007-01-05 |