GOLDEN PHOENIX MINERALS INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-01-11: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Offering consists of Units, each Unit representing one share of common stock and a Warrant to purchase one share of common stock, including underlying shares of common stock issuable upon exercise of Warrants.; Date of first sale 2010-12-01; Total offering amount $6,000,000.
- 2010-12-16: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Offering consists of Units, each Unit representing one share of common stock and a Warrant to purchase one share of common stock, including underlying shares of common stock issuable upon exercise of Warrants.; Date of first sale 2010-12-01; Total offering amount $5,000,000.
- 2010-02-11: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Offering consists of Common Stock and options to purchase additional shares of Common Stock, including underlying shares of Common Stock issuable upon exercise of options.; Date of first sale 2009-07-28; Total offering amount $450,000.
- 2009-08-18: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Offering consists of Common Stock and options to purchase additional shares of Common Stock, including underlying shares of Common Stock issuable upon exercise of options.; Date of first sale 2009-07-28; Total offering amount $250,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2011-01-11 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Offering consists of Units, each Unit representing one share of common stock and a Warrant to purchase one share of common stock, including underlying shares of common stock issuable upon exercise of Warrants. | 2010-12-01 | $6,000,000 | $2,400,000 | $3,600,000 | 39 |
| 2010-12-16 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Offering consists of Units, each Unit representing one share of common stock and a Warrant to purchase one share of common stock, including underlying shares of common stock issuable upon exercise of Warrants. | 2010-12-01 | $5,000,000 | $1,950,000 | $3,050,000 | 30 |
| 2010-02-11 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Offering consists of Common Stock and options to purchase additional shares of Common Stock, including underlying shares of Common Stock issuable upon exercise of options. | 2009-07-28 | $450,000 | $169,600 | $280,400 | 5 |
| 2009-08-18 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Offering consists of Common Stock and options to purchase additional shares of Common Stock, including underlying shares of Common Stock issuable upon exercise of options. | 2009-07-28 | $250,000 | $49,875 | $200,125 | 1 |