GlobalSCAPE, Inc Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2017-12-19: Form 8-K; Period of report 2017-12-13; Description 4.01 Changes in Registrant's Certifying Accountant; Details 4.01.
- 2017-12-12: Form 8-K; Period of report 2017-12-12; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2017-12-07: Form 8-K; Period of report 2017-12-01; Description 4.01 Changes in Registrant's Certifying Accountant; Details 4.01.
- 2017-11-28: Form 8-K/A; Period of report 2017-11-20; Description 4.01 Changes in Registrant's Certifying Accountant; Details 4.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2017-12-19 | 8-K | 2017-12-13 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (b) Effective on December 13, 2017, the Audit Committee (the “Audit Committee”) of GlobalSCAPE, Inc. (the “Company”) expanded the initial appointment of Weaver and Tidwell, L.L.P. (“Weaver”) as the Company’s independent registered public accounting firm with respect to the audit of the Company’s financial statements for the year ended December 31, 2017 to also include serving as the Company’s independent registered public accounting firm with respect to the audit of the Company’s financial statements for the years ended December 31, 2015 and 2016. | globalscape8k121817.htm |
| 2017-12-12 | 8-K | 2017-12-12 | 7.01 Regulation FD Disclosure | 7.01 On December 12, 2017, GlobalSCAPE, Inc. issued a press release announcing the results of a study conducted by the Ponemon Institute regarding the cost of non-compliance with industry or government data protection regulations. | globalscape8k121117.htm |
| 2017-12-07 | 8-K | 2017-12-01 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) On December 1, 2017, the Chairman of the Audit Committee of the Board of Directors (the “Audit Committee”) of GlobalSCAPE, Inc. (“GlobalSCAPE” or the “Company”) received a letter from Padgett, Stratemann & Co., L.L.P. (“Padgett”). | globalscape8k120717.htm |
| 2017-11-28 | 8-K/A | 2017-11-20 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 Pursuant to the Company’s request, on November 27, 2017, RSM furnished to the Company a letter addressed to the SEC regarding the statements made by the Company in the Initial Report. | globalscape8ka112717.htm |
| 2017-11-24 | 8-K | 2017-11-20 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) On November 20, 2017, the Chairman of the Audit Committee of the Board of Directors (the “Audit Committee”) of GlobalSCAPE, Inc. (“GlobalSCAPE” or the “Company”) was orally informed by RSM US LLP (“RSM”) that RSM was withdrawing from its engagement by the Audit Committee to reissue its audit report on the consolidated financial statements of the Company and its subsidiaries as of and for the year ended December 31, 2016 (the “2016 Financial Statements”). | globalscape8k112417.htm |
| 2017-11-21 | 8-K | 2017-11-21 | 7.01 Regulation FD Disclosure | 7.01 On November 21, 2017, GlobalSCAPE, Inc. issued a press release announcing the release of EFT version 7.4.5 which includes new automation and security features as well as cloud storage capabilities. | globalscape8k112017.htm |
| 2017-11-15 | 8-K | 2017-11-15 | 7.01 Regulation FD Disclosure | 7.01 A copy of this press release has been furnished as Exhibit 99.1 to this Current Report on Form 8-K. Pursuant to the rules and regulations of the Securities and Exchange Commission, these exhibits and the information set forth therein are deemed to have been furnished and shall not be deemed to be “filed” under the Securities Exchange Act of 1934, as amended. | globalscape8k111517.htm |
| 2017-10-31 | 8-K | 2017-10-31 | 7.01 Regulation FD Disclosure | 7.01 On October 31, 2017, GlobalSCAPE, Inc. issued a press release announcing the company has achieved Standard Tier Technology Partner status in the Amazon Web Services (AWS) Partner Network (APN). | globalscape8k103117.htm |
| 2017-10-23 | 8-K | 2017-10-23 | 7.01 Regulation FD Disclosure | 7.01 On October 23, 2017, GlobalSCAPE, Inc. issued a press release announcing the company had been named a 2017 Top Workplace in San Antonio by the Express News. | globalscape8k102317.htm |
| 2017-10-03 | 8-K | 2017-10-03 | 7.01 Regulation FD Disclosure | 7.01 On October 3, 2017, GlobalSCAPE, Inc. posted to its website a corporate presentation for existing and potential stockholders. | globalscape8k100317.htm |
| 2017-10-03 | 8-K | 2017-09-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 (b) On September 30, 2017, Daniel Burke, GlobalSCAPE’s Vice President of Worldwide Sales notified the Company that he had resigned from all positions with the Company effective immediately. 7.01 On October 3, 2017, GlobalSCAPE issued two press releases. | globalscape8k100217.htm |
| 2017-09-28 | 8-K | 2017-09-28 | 7.01 Regulation FD Disclosure | 7.01 On September 28, 2017, GlobalSCAPE, Inc. issued a press release announcing the company is expanding its channel program to help partners maximize potential for managed file transfer and data integration technologies. | globalscape8k092817.htm |
| 2017-09-18 | 8-K | 2017-09-18 | 7.01 Regulation FD Disclosure | 7.01 On September 18, 2017, GlobalSCAPE, Inc. issued a press release announcing the company is featured in CRN’s 2017 Cloud Partner Program Guide. | globalscape8k091817.htm |
| 2017-09-13 | 8-K | 2017-09-07 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 (a) On September 7, 2017, GlobalSCAPE, Inc. (“GlobalSCAPE” or the “Company”) received a notice of noncompliance with the continued listing standards set forth in Section 1007 of the Company Guide (the “Company Guide”) of NYSE American LLC (the “Exchange”). | globalscape8k091317.htm |
| 2017-09-12 | 8-K | 2017-09-12 | 7.01 Regulation FD Disclosure | 7.01 On September 12, 2017, GlobalSCAPE, Inc. issued a press release announcing the company received three 2017 Golden Bridge Awards for product excellence. | globalscape8k091117.htm |
| 2017-08-29 | 8-K | 2017-08-29 | 7.01 Regulation FD Disclosure | 7.01 On August 29, 2017, GlobalSCAPE, Inc. issued a press release announcing the release of EFT version 7.4.2. | globalscape8k082817.htm |
| 2017-08-28 | 8-K | 2017-08-22 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 (a) For the reasons previously disclosed in its Current Report on Form 8-K, filed with the U.S. Securities and Exchange Commission (the "SEC") on August 7, 2017 and in its Form 12b-25 filed with the SEC on August 14, 2017, GlobalSCAPE, Inc. (GlobalSCAPE" or the "Company") has not timely filed with the SEC its quarterly report on Form 10-Q for the quarter ended June 30, 2017 (the "Delayed Form 10-Q"). | globalscape8k082517.htm |
| 2017-08-24 | 8-K | 2017-08-24 | 7.01 Regulation FD Disclosure | 7.01 On August 24, 2017, GlobalSCAPE, Inc. issued a press release announcing its membership in the NetApp Alliance Partner Program. | globalscape8k082417.htm |
| 2017-08-10 | 8-K | 2017-08-10 | 7.01 Regulation FD Disclosure | 7.01 On August 10, 2017, GlobalSCAPE, Inc. issued a press release announcing that its Board of Directors declared a quarterly cash dividend of $0.015 per share of common stock. | globalscape8k081017.htm |
| 2017-08-07 | 8-K | 2017-08-01 | 4.01 Changes in Registrant's Certifying Accountant; 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review; 7.01 Regulation FD Disclosure | 4.01 (a) On August 1, 2017, GlobalSCAPE, Inc. (“GlobalSCAPE” or the “Company”) informed BDO USA, LLP, or BDO, that it had been dismissed as the Company’s independent registered public accounting firm. 4.02 On August 7, 2017, GlobalSCAPE announced that the Audit Committee of its Board of Directors has been conducting an investigation into certain transactions in the fourth quarter of 2016 involving improper arrangements with customers that circumvented the Company’s internal controls and their potential effect on previously reported revenue. 7.01 Such information, including the Exhibit attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing. | globalscape8k080717.htm |
| 2017-06-29 | 8-K | 2017-06-29 | 7.01 Regulation FD Disclosure | 7.01 On June 29, 2017, GlobalSCAPE, Inc. issued a press release announcing they have been recognized as a 2017 IT World Award Gold and Silver winner. | globalscape8k062817.htm |
| 2017-06-27 | 8-K | 2017-06-27 | 7.01 Regulation FD Disclosure | 7.01 On June 27, 2017, GlobalSCAPE, Inc. posted to its website a corporate presentation for existing and potential stockholders. | globalscape8k_2-062617.htm |
| 2017-06-27 | 8-K | 2017-06-27 | 7.01 Regulation FD Disclosure | 7.01 On June 27, 2017, GlobalSCAPE, Inc. issued a press release announcing the release of Kenetix, its new integration platform as a service (iPaaS) solution. | globalscape8k062617.htm |
| 2017-06-12 | 8-K | 2017-06-12 | 7.01 Regulation FD Disclosure | 7.01 On June 12, 2017, GlobalSCAPE, Inc. issued a press release announcing it has been named a 2017 Best Place to Work in IT by Computerworld for the fourth consecutive year. | globalscape8k060917.htm |
| 2017-06-06 | 8-K | 2017-06-06 | 7.01 Regulation FD Disclosure | 7.01 On June 6, 2017, GlobalSCAPE, Inc. issued a press release announcing the release of EFT Insight, a new reporting platform to strengthen data governance and provide near real-time visibility into business critical data flows and exchanges. | globalscape8k060517.htm |
| 2017-05-30 | 8-K | 2017-05-25 | 7.01 Regulation FD Disclosure | 7.01 On May 25, 2017, the President and CEO of GlobalSCAPE, Inc. (the “Company”) presented at the 18th Annual B. Riley & Co. Investor Conference held at the Loews Santa Monica Beach Hotel in Santa Monica, CA. | globalscape8k052917.htm |
| 2017-05-18 | 8-K | 2017-05-18 | 7.01 Regulation FD Disclosure | 7.01 On May 18, 2017, GlobalSCAPE, Inc. issued a press release announcing that its President and CEO is going to present at the annual B. Riley & Co. Investor Conference being held on May 24-25, 2017 in Santa Monica, CA. | globalscape8k051817.htm |
| 2017-05-15 | 8-K | 2017-05-15 | 7.01 Regulation FD Disclosure | 7.01 On May 15, 2017, GlobalSCAPE, Inc. issued a press release announcing that its Channel Marketing Manager has been named to CRN’s 2017 Women of the Channel. | globalscape8k_2-051517.htm |
| 2017-05-15 | 8-K | 2017-05-10 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) At the Annual Meeting of Stockholders of GlobalSCAPE, Inc. (“GlobalSCAPE” or the “Company”) held on May 10, 2017, the Company’s stockholders, upon the recommendation of the Company’s Board of Directors (the “Board”), approved the adoption of the GlobalSCAPE, Inc. 2016 Employee Long-Term Equity Incentive Plan (the “2016 LTIP”). | globalscape8k051517.htm |
| 2017-05-10 | 8-K | 2017-05-10 | 7.01 Regulation FD Disclosure | 7.01 On May 10, 2017, GlobalSCAPE, Inc. issued a press release announcing that its Board of Directors declared a quarterly cash dividend of $0.015 per share of common stock. | globalscape8k_3-051017.htm |
| 2017-05-10 | 8-K | 2017-05-10 | 7.01 Regulation FD Disclosure | 7.01 On May 10, 2017, GlobalSCAPE, Inc. presented a corporate update for existing stockholders at its annual stockholder meeting held that same day. | globalscape8k_2-051017.htm |
| 2017-05-10 | 8-K | 2017-05-10 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 At the GlobalSCAPE, Inc. Annual Meeting of stockholders held on May 10, 2017, the stockholders approved the three proposals listed below based upon the indicated voting results. | globalscape8k051017.htm |
| 2017-05-05 | 8-K | 2017-05-05 | 7.01 Regulation FD Disclosure | 7.01 On May 5, 2017, GlobalSCAPE, Inc. posted to its website a corporate presentation for existing and potential stockholders. | globalscape8k050517.htm |
| 2017-04-27 | 8-K | 2017-04-27 | 2.02 Results of Operations and Financial Condition | 2.02 On April 27, 2017, GlobalSCAPE, Inc. (“Globalscape” or the “Company”) issued a press release announcing financial results for the Company’s first quarter of 2017. | globalscape8k042717.htm |
| 2017-04-20 | 8-K | 2017-04-20 | 7.01 Regulation FD Disclosure | 7.01 On April 20, 2017, GlobalSCAPE, Inc. announced that it will report financial results for the first quarter 2017 during a conference call on April 27, 2017, at 4:30 p.m. | globalscape8k041917.htm |
| 2017-04-13 | 8-K/A | 2017-03-27 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (b) On March 27, 2017, GlobalSCAPE, Inc. (“GlobalSCAPE” or the “Company”) announced that the Audit Committee of the Board of Directors of the Company had approved the appointment of BDO USA, LLP, or BDO, as its independent registered public accounting firm to audit the Company’s financial statements subject to completion of its standard client acceptance procedures. | globalscape8ka041217.htm |
| 2017-04-10 | 8-K | 2017-04-10 | 7.01 Regulation FD Disclosure | 7.01 On April 10, 2017, GlobalSCAPE, Inc. issued a press release announcing it has been awarded a 5-Start Rating in CRN’s 2017 Partner Program Guide for the third consecutive year. | globalscape8k041017.htm |
| 2017-04-05 | 8-K/A | 2017-03-27 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) On March 27, 2017, GlobalSCAPE, Inc. (“GlobalSCAPE” or the “Company”) announced that RSM US LLP, or RSM, had been dismissed as the Company’s independent registered public accounting firm and filed a Current Report on Form 8-K (the “Original 8-K”) in connection therewith. | globalscape8ka040517.htm |
| 2017-03-31 | 8-K | 2017-03-27 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) On March 27, 2017, GlobalSCAPE, Inc. (“GlobalSCAPE” or the “Company”) RSM US LLP, or RSM, was dismissed as the Company’s independent registered public accounting firm. | globalscape8k033117.htm |
| 2017-03-30 | 8-K | 2017-03-30 | 7.01 Regulation FD Disclosure | 7.01 On March 30, 2017, GlobalSCAPE, Inc. issued a press release announcing it has achieved its second Cisco Compatibility Certification with the Cisco Solution Partner Program. | globalscape8k033017.htm |
| 2017-03-27 | 8-K | 2017-03-27 | 7.01 Regulation FD Disclosure | 7.01 On March 27, 2017, GlobalSCAPE, Inc. issued a press release announcing it has been named one of 2017’s Best Companies to Work for in Texas by Best Companies Group (BCG) for the seventh consecutive year. | globalscape8k032717.htm |
| 2017-03-22 | 8-K | 2017-03-22 | 7.01 Regulation FD Disclosure | 7.01 On March 22, 2017, GlobalSCAPE, Inc. issued a press release announcing the release of an appliance that combines Hewlett Packard Enterprise and GlobalSCAPE technology to better manage the flow of corporate data. | globalscape8k032117.htm |
| 2017-02-21 | 8-K | 2017-02-20 | 7.01 Regulation FD Disclosure | 7.01 On February 20, 2017, GlobalSCAPE, Inc. issued a press release announcing that CRN, a brand of The Channel Company recognized Gary Mullen and Christen Gentile as 2017 Channel Chiefs. | globalscape8k022117.htm |
| 2017-02-15 | 8-K | 2017-02-15 | 7.01 Regulation FD Disclosure | 7.01 On February 15, 2017, GlobalSCAPE, Inc. issued a press release announcing Info Security Products Guide has recognized Globalscape with three 2017 Global Excellence Awards. | globalscape8k021517.htm |
| 2017-02-08 | 8-K | 2017-02-08 | 7.01 Regulation FD Disclosure | 7.01 On February 8, 2017, GlobalSCAPE, Inc. issued a press release announcing that its Board of Directors declared a quarterly cash dividend of $0.015 per share of common stock. | globalscape8k020717.htm |
| 2017-02-01 | 8-K | 2017-02-01 | 7.01 Regulation FD Disclosure | 7.01 On February 1, 2017, GlobalSCAPE, Inc. issued a press release announcing Greg Hoffer, the Company’s vice president of engineering will be featured as a speaker at RSA Conference 2017. | globalscape8k013117.htm |
| 2017-01-26 | 8-K | 2017-01-26 | 2.02 Results of Operations and Financial Condition | 2.02 On January 26, 2017, GlobalSCAPE, Inc. (“Globalscape” or the “Company”) issued a press release announcing financial results for the Company’s fourth quarter and fiscal 2016. | globalscape8k012617.htm |
| 2017-01-20 | 8-K | 2017-01-20 | 7.01 Regulation FD Disclosure | 7.01 On January 20, 2017, GlobalSCAPE, Inc. announced that it will report financial results for 2016 during a conference call on Thursday, January 26, 2017, at 3:30 p.m. | globalscape8k011917.htm |
| 2017-01-09 | 8-K | 2017-01-09 | 7.01 Regulation FD Disclosure | 7.01 On January 9, 2017, GlobalSCAPE, Inc. (the “Company”) announced that a subsidiary of a private investment firm, 210 Capital LLC (the “Buyer”), purchased shares of common stock of the Company representing approximately 15 percent of the Company’s outstanding common stock. | globalscape8k010917.htm |