GLOBAL EAGLE ENTERTAINMENT INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows, 40 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-04-05: Reporting owner Zinterhofer Eric Louis; Form 3; Security Market Warrants; Transaction Holding.
- 2018-04-05: Reporting owner Zinterhofer Eric Louis; Form 3; Security Penny Warrants; Transaction Holding.
- 2018-04-05: Reporting owner Sondag Eric; Form 3; Security Market Warrants; Transaction Holding.
- 2018-04-05: Reporting owner Sondag Eric; Form 3; Security Penny Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-04-05 holding as of filing | Zinterhofer Eric Louis | 3 | Market Warrants Derivative · Indirect · See Below | Holding | $1.57 exercise price | 2018-04-05 | ||
| 2018-04-05 holding as of filing | Zinterhofer Eric Louis | 3 | Penny Warrants Derivative · Indirect · See Below | Holding | $0.01 exercise price | 2018-04-05 | ||
| 2018-04-05 holding as of filing | Sondag Eric | 3 | Market Warrants Derivative · Indirect · See Below | Holding | $1.57 exercise price | 2018-04-05 | ||
| 2018-04-05 holding as of filing | Sondag Eric | 3 | Penny Warrants Derivative · Indirect · See Below | Holding | $0.01 exercise price | 2018-04-05 | ||
| 2018-04-05 holding as of filing | Searchlight Capital II (FC) AIV, L.P. | Searchlight Capital Partners II GP, LLC | SC II PV TBO, L.P. | Searchlight Capital Partners II GP, L.P. | Searchlight II TBO GP, LLC | SC II TBO, L.P. | Searchlight II TBO-W, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 3 | Penny Warrants Derivative · Direct | Holding | $0.01 exercise price | 2018-04-05 | ||
| 2018-04-05 holding as of filing | Searchlight Capital II (FC) AIV, L.P. | Searchlight Capital Partners II GP, LLC | SC II PV TBO, L.P. | Searchlight Capital Partners II GP, L.P. | Searchlight II TBO GP, LLC | SC II TBO, L.P. | Searchlight II TBO-W, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | | 3 | Market Warrants Derivative · Direct | Holding | $1.57 exercise price | 2018-04-05 | ||
| 2014-09-11 | SAGANSKY JEFFREY Director | 4 | Sponsor Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,760,000 0 owned after | $0.00 | 2014-09-15 | |
| 2014-09-11 | SLOAN HARRY Director | 4 | Sponsor Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,280,001 0 owned after | $0.00 | 2014-09-15 | |
| 2014-05-07 | SAGANSKY JEFFREY Director | 4 | Sponsor Warrants Derivative · Direct | G Bona fide gift | −3,900 0 owned after | $11.50 exercise price | 2015-05-01 | |
| 2013-04-04 | SAGANSKY JEFFREY Director, 10% Owner | 4 | Sponsor Warrants Derivative · Indirect · By Global Eagle Acquisition LLC | J Other acquisition or disposition (describe transaction) | −7,333,334 0 owned after | $11.50 exercise price | 2013-04-04 | |
| 2013-04-04 holding as of filing | SAGANSKY JEFFREY Director, 10% Owner | 4 | Sponsor Warrants Derivative · Direct | Holding | 1,760,000 owned after | $11.50 exercise price | 2013-04-04 | |
| 2013-04-04 | SLOAN HARRY Director, 10% Owner | 4 | Sponsor Warrants Derivative · Indirect · By Global Eagle Acquisition LLC | J Other acquisition or disposition (describe transaction) | −7,333,334 0 owned after | $11.50 exercise price | 2013-04-04 | |
| 2013-04-04 holding as of filing | SLOAN HARRY Director, 10% Owner | 4 | Sponsor Warrants Derivative · Direct | Holding | 5,280,001 owned after | $11.50 exercise price | 2013-04-04 | |
| 2013-04-04 | Global Eagle Acquisition LLC 10% Owner | 4 | Sponsor Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,333,334 0 owned after | $11.50 exercise price | 2013-04-04 | |
| 2013-01-31 | PAR CAPITAL MANAGEMENT INC | PAR Group, L.P. | PAR INVESTMENT PARTNERS LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4/A | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +477,393 477,393 owned after | $8.62 exercise price | 2013-02-07 | |
| 2013-01-31 | PAR CAPITAL MANAGEMENT INC | PAR Group, L.P. | PAR INVESTMENT PARTNERS LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4/A | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +32,119 32,119 owned after | $23.35 exercise price | 2013-02-07 | |
| 2013-01-31 | SHAPIRO EDWARD Director | 4/A | Warrant (right to buy) Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | +477,393 477,393 owned after | $8.62 exercise price | 2013-02-07 | |
| 2013-01-31 | SHAPIRO EDWARD Director | 4/A | Warrant (right to buy) Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | +32,119 32,119 owned after | $23.35 exercise price | 2013-02-07 | |
| 2013-01-31 | SHAPIRO EDWARD Director | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −477,393 477,393 owned after | no price filed | 2013-02-01 | |
| 2013-01-31 | SHAPIRO EDWARD Director | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −32,199 32,199 owned after | no price filed | 2013-02-01 | |
| 2013-01-31 | PAR CAPITAL MANAGEMENT INC | PAR INVESTMENT PARTNERS LP | PAR Group, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +477,393 477,393 owned after | no price filed | 2013-02-01 | |
| 2013-01-31 | PAR CAPITAL MANAGEMENT INC | PAR INVESTMENT PARTNERS LP | PAR Group, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +32,199 32,199 owned after | no price filed | 2013-02-01 | |
| 2013-01-31 | SAGANSKY JEFFREY Director, 10% Owner | 4 | Sponsor Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +666,667 7,333,334 owned after | $0.75 | 2013-02-01 | |
| 2013-01-31 | SLOAN HARRY Director, 10% Owner | 4 | Sponsor Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +666,667 7,333,334 owned after | $0.75 | 2013-02-01 | |
| 2013-01-31 | Global Eagle Acquisition LLC 10% Owner | 4 | Sponsor Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +666,667 7,333,334 owned after | $0.75 | 2013-02-01 | |
| 2011-09-01 | Miller Dennis A Director | 4 | Warrants to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +35,000 100,000 owned after | $0.75 | 2011-09-08 | |
| 2011-07-27 | Global Eagle Acquisition LLC 10% Owner | 4 | Sponsor Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −333,333 6,666,667 owned after | $0.75 | 2011-07-29 | |
| 2011-07-27 | SLOAN HARRY Director, Officer (Chairman & CEO), 10% Owner | 4 | Sponsor Warrants Derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −333,333 6,666,667 owned after | $0.75 | 2011-07-29 | |
| 2011-07-27 | Graf James A Officer (CFO, VP, Treasurer & Secretary) | 4 | Sponsor Warrants Derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −13,333 186,667 owned after | $0.75 | 2011-07-29 | |
| 2011-07-27 | Miller Dennis A Director | 4 | Warrants to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 65,000 owned after | $0.75 | 2011-07-29 | |
| 2011-07-27 | Miller Dennis A Director | 4 | Sponsor Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +333,333 398,333 owned after | $0.75 | 2011-07-29 | |
| 2011-07-26 | Miller Dennis A Director | 4 | Warrants to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,000 40,000 owned after | $0.75 | 2011-07-29 | |
| 2011-07-18 | SAGANSKY JEFFREY Officer (President), 10% Owner | 4 | Sponsor Warrants Derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −333,333 6,666,667 owned after | $0.75 | 2011-07-29 | |
| 2011-07-11 | Miller Dennis A Director | 4 | Warrants to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $0.75 | 2011-07-29 | |
| 2011-06-22 | McNamara James Marvin Director | 4 | Warrants to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +305,000 312,650 owned after | $0.81 | 2011-07-28 | |
| 2011-06-21 | McNamara James Marvin Director | 4 | Warrants to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,650 7,650 owned after | $0.77 | 2011-07-28 | |
| 2011-05-13 | Global Eagle Acquisition LLC 10% Owner | 4 | Sponsor Warrants Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000,000 7,000,000 owned after | $0.75 | 2011-05-16 | |
| 2011-05-13 | SLOAN HARRY Director, Officer (Chairman & CEO), 10% Owner | 4 | Sponsor Warrants Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000,000 7,000,000 owned after | $0.75 | 2011-05-16 | |
| 2011-05-13 | SAGANSKY JEFFREY Officer (President), 10% Owner | 4 | Sponsor Warrants Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000,000 7,000,000 owned after | $0.75 | 2011-05-16 | |
| 2011-05-13 | Graf James A Officer (CFO, VP, Treasurer & Secretary) | 4 | Sponsor Warrants Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 280,000 owned after | $0.75 | 2011-05-16 |