GLENROSE INSTRUMENTS INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-07-08: Reporting owner Blum Strategic GP IV, L.L.C.; Form 4; Security 4% Convertible Debentures Due 2013; Transaction J Other acquisition or disposition (describe transaction).
- 2011-07-07: Reporting owner Blum Strategic GP IV, L.L.C.; Form 4; Security 4% Convertible Debentures Due 2013; Transaction J Other acquisition or disposition (describe transaction).
- 2011-03-31: Reporting owner Blum Strategic GP IV, L.L.C.; Form 4; Security 4% Convertible Debentures Due 2013; Transaction J Other acquisition or disposition (describe transaction).
- 2011-01-13: Reporting owner Blum Strategic GP IV, L.L.C.; Form 4; Security 4% Convertible Debentures Due 2013; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-07-08 | Blum Strategic GP IV, L.L.C. 10% Owner | 4 | 4% Convertible Debentures Due 2013 Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $1,997,615.46 | 2011-07-13 | |
| 2011-07-07 | Blum Strategic GP IV, L.L.C. 10% Owner | 4 | 4% Convertible Debentures Due 2013 Derivative · Direct | J Other acquisition or disposition (describe transaction) | 285,374 owned after | $1,067,930.53 | 2011-07-13 | |
| 2011-03-31 | Blum Strategic GP IV, L.L.C. 10% Owner | 4 | 4% Convertible Debentures Due 2013 Derivative · Direct | J Other acquisition or disposition (describe transaction) | 437,935 owned after | $403,361.57 | 2011-07-13 | |
| 2011-01-13 | Blum Strategic GP IV, L.L.C. 10% Owner | 4 | 4% Convertible Debentures Due 2013 Derivative · Direct | J Other acquisition or disposition (describe transaction) | 495,558 owned after | $463,865.55 | 2011-07-13 | |
| 2010-08-09 | Blum Strategic GP IV, L.L.C. 10% Owner | 4 | 4% Convertible Debentures Due 2013 Derivative · Direct | J Other acquisition or disposition (describe transaction) | 561,825 owned after | $8,067,226.89 | 2011-07-13 | |
| 2008-08-04 holding as of filing | Blum Strategic GP IV, L.L.C. 10% Owner | 3 | 4% Convertible Debentures Due 2013 Derivative · Direct | Holding | $7.00 exercise price | 2008-08-04 | ||
| 2008-07-25 | FROST PHILLIP MD ET AL 10% Owner | 4 | 4% Convertible Debentures due 2013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 71,429 owned after | $7.00 exercise price | 2008-07-29 | |
| 2008-07-25 | HATSOPOULOS JOHN Director, Officer (Chairman of the Board) | 4 | 4% Convertible Debentures due 2013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 133,928 owned after | $7.00 exercise price | 2008-07-29 | |
| 2008-07-25 | SMITH ARVIN H Director, Officer (Chief Executive Officer) | 4 | 4% Convertible Debentures due 2013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 205,357 owned after | $7.00 exercise price | 2008-07-29 |