GENZYME CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-31: Reporting owner DZAU VICTOR J; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-31: Reporting owner BERTHIAUME DOUGLAS A; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-08: Reporting owner BERTOLINI ROBERT J; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-09-30: Reporting owner DZAU VICTOR J; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 | DZAU VICTOR J Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +455 455 owned after | $51.64 | 2010-01-05 | |
| 2009-12-31 | BERTHIAUME DOUGLAS A Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +610 610 owned after | $51.64 | 2010-01-05 | |
| 2009-12-08 | BERTOLINI ROBERT J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,375 2,375 owned after | $0.00 | 2009-12-10 | |
| 2009-09-30 | DZAU VICTOR J Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +287 287 owned after | $54.09 | 2009-10-02 | |
| 2009-09-30 | BERTHIAUME DOUGLAS A Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +407 407 owned after | $54.09 | 2009-10-02 | |
| 2009-06-30 | BERTHIAUME DOUGLAS A Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +430 430 owned after | $56.93 | 2009-07-01 | |
| 2009-06-30 | DZAU VICTOR J Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +263 263 owned after | $56.93 | 2009-07-01 | |
| 2009-05-22 | SYRON RICHARD F/CA Director | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-06-05 | |
| 2009-05-22 | MCGILLICUDY CORNELIUS III Director | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-06-05 | |
| 2009-05-22 | DZAU VICTOR J Director | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-06-05 | |
| 2009-05-22 | COONEY CHARLES L Director | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-06-05 | |
| 2009-05-22 | CARPENTER ROBERT J Director | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-06-05 | |
| 2009-05-22 | BOUDREAUX GAIL Director | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-06-05 | |
| 2009-05-22 | BERTHIAUME DOUGLAS A Director | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-06-05 | |
| 2009-05-22 | TERMEER HENRI A Director, Officer (Chmn, President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,333 44,667 owned after | $0.00 | 2009-05-27 | |
| 2009-05-22 | SMITH SANDFORD D Officer (Exe VP,President Int'l Group) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $0.00 | 2009-05-27 | |
| 2009-05-22 | SMITH ALAN E Officer (Sr VP,Chief Scientific Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,694 5,389 owned after | $0.00 | 2009-05-27 | |
| 2009-05-22 | CSIMMA ZOLTAN A Officer (SrVP,Chief Human Resources Off) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,944 3,889 owned after | $0.00 | 2009-05-27 | |
| 2009-05-22 | COLLIER EARL M JR Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $0.00 | 2009-05-27 | |
| 2009-05-22 | COONEY CHARLES L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-05-26 | |
| 2009-05-22 | CARPENTER ROBERT J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-05-26 | |
| 2009-05-22 | BERTHIAUME DOUGLAS A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-05-26 | |
| 2009-05-22 | SYRON RICHARD F/CA Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-05-26 | |
| 2009-05-22 | MCGILLICUDY CORNELIUS III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-05-26 | |
| 2009-05-22 | DZAU VICTOR J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-05-26 | |
| 2009-05-22 | BOUDREAUX GAIL Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | WIRTH PETER Officer (Exec VP,Legal & Corporate Dev.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 14,250 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | MOSCICKI RICHARD A Officer (Sr VP,Chief Medical Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,679 7,679 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | Meeker David P Officer (ExecVP,Therapeutics,Biosurgery) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 14,250 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | GERAGHTY JAMES A Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,750 4,750 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | COONEY CHARLES L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | CARPENTER ROBERT J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | BERTHIAUME DOUGLAS A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | DesRosier Thomas Officer (Sr VP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,542 5,542 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | Amello Jason Officer (CorpContrllr,ChiefAccntOfficer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,818 1,818 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | SYRON RICHARD F/CA Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | WYZGA MICHAEL S Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 14,250 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | SMITH SANDFORD D Officer (Exe VP,President Int'l Group) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 14,250 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | SMITH ALAN E Officer (Sr VP,Chief Scientific Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,679 7,679 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | MCGILLICUDY CORNELIUS III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | DZAU VICTOR J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | CSIMMA ZOLTAN A Officer (SrVP,Chief Human Resources Off) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,542 5,542 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | COLLIER EARL M JR Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 14,250 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | BOUDREAUX GAIL Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | TERMEER HENRI A Director, Officer (Chmn, President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63,650 63,650 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | Bamforth Mark R Officer (Sr.VP, Corp. Operations & Phar) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,750 4,750 owned after | $0.00 | 2009-05-26 | |
| 2009-03-31 | DZAU VICTOR J Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +281 281 owned after | $64.09 | 2009-04-02 | |
| 2009-03-31 | BERTHIAUME DOUGLAS A Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +406 406 owned after | $64.09 | 2009-04-02 | |
| 2009-01-06 holding as of filing | Amello Jason Officer (CorpContrllr,ChiefAccntOfficer) | 3/A | Genzyme Restricted Stock Units Derivative · Direct | Holding | no price filed | 2009-01-06 | ||
| 2009-01-06 holding as of filing | Amello Jason Officer (CorpContrllr,ChiefAccntOfficer) | 3/A | Genzyme Restricted Stock Units Derivative · Direct | Holding | no price filed | 2009-01-06 |