GENESIS FINANCIAL INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-03-11: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-10-01; Total offering amount $5,000,000.
- 2018-02-20: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2018-02-15; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-03-11 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2019-10-01 | $5,000,000 | $1,485,000 | $3,515,000 | 13 |
| 2018-02-20 | Rule 506(b) | Equity; OptionToAcquire | 2018-02-15 | Indefinite | $0 | Indefinite | 23 |