GENER8 MARITIME, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-08-09: Reporting owner OCM Asia Principal Opportunities Fund GP Ltd.; Form 4; Security Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2011-08-09: Reporting owner Oaktree Principal Fund V GP, L.P. | OCM Marine GP CTB, Ltd. | Oaktree FF Investment Fund, L.P. | OCM Asia Principal Opportunities Fund LP | OAKTREE PRINCIPAL FUND V LP | OAKTREE PRINCIPAL FUND V (PARALLEL)LP | OCM Asia Principal Opportunities Fund GP, L.P. | OCM Marine Holdings TP, L.P. | Oaktree FF Investment Fund GP Ltd. | Oaktree FF Investment Fund GP, L.P.; Form 4; Security Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2011-08-09: Reporting owner Oaktree Holdings, Inc. | Oaktree Capital Group, LLC | Oaktree Capital Group Holdings, L.P. | Oaktree Principal Fund V GP Ltd. | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital Group Holdings GP, LLC | Oaktree Capital I, L.P. | OCM HOLDINGS I, LLC | OAKTREE HOLDINGS, LLC | OAKTREE FUND GP I, L.P.; Form 4; Security Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2011-05-10: Reporting owner OCM Asia Principal Opportunities Fund GP, L.P. | OCM Asia Principal Opportunities Fund GP Ltd.; Form 3; Security Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-08-09 | OCM Asia Principal Opportunities Fund GP Ltd. 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · By OCM Marine Holdings TP, L.P. | J Other acquisition or disposition (describe transaction) | +1,091,673 24,183,484 owned after | $0.01 exercise price | 2011-08-11 | |
| 2011-08-09 | Oaktree Principal Fund V GP, L.P. | OCM Marine GP CTB, Ltd. | Oaktree FF Investment Fund, L.P. | OCM Asia Principal Opportunities Fund LP | OAKTREE PRINCIPAL FUND V LP | OAKTREE PRINCIPAL FUND V (PARALLEL)LP | OCM Asia Principal Opportunities Fund GP, L.P. | OCM Marine Holdings TP, L.P. | Oaktree FF Investment Fund GP Ltd. | Oaktree FF Investment Fund GP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · By OCM Marine Holdings TP, L.P. | J Other acquisition or disposition (describe transaction) | +1,091,673 24,183,484 owned after | $0.01 exercise price | 2011-08-11 | |
| 2011-08-09 | Oaktree Holdings, Inc. | Oaktree Capital Group, LLC | Oaktree Capital Group Holdings, L.P. | Oaktree Principal Fund V GP Ltd. | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital Group Holdings GP, LLC | Oaktree Capital I, L.P. | OCM HOLDINGS I, LLC | OAKTREE HOLDINGS, LLC | OAKTREE FUND GP I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · By OCM Marine Holdings TP, L.P. | J Other acquisition or disposition (describe transaction) | +1,091,673 24,183,484 owned after | $0.01 exercise price | 2011-08-11 | |
| 2011-05-10 holding as of filing | OCM Asia Principal Opportunities Fund GP, L.P. | OCM Asia Principal Opportunities Fund GP Ltd. 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · By OCM Marine Investments CTB, Ltd. | Holding | $0.01 exercise price | 2011-05-10 | ||
| 2011-05-10 holding as of filing | Oaktree FF Investment Fund, L.P. | Oaktree FF Investment Fund GP, L.P. | OCM Asia Principal Opportunities Fund LP | Oaktree FF Investment Fund GP Ltd. | OCM Marine GP CTB, Ltd. | OCM Marine Holdings TP, L.P. | OAKTREE PRINCIPAL FUND V (PARALLEL)LP | Oaktree Principal Fund V GP, L.P. | OAKTREE PRINCIPAL FUND V LP | OCM Marine Investments CTB, Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · By OCM Marine Investments CTB, Ltd. | Holding | $0.01 exercise price | 2011-05-10 | ||
| 2011-05-10 holding as of filing | OCM HOLDINGS I, LLC | Oaktree Principal Fund V GP Ltd. | OAKTREE HOLDINGS, LLC | Oaktree Capital I, L.P. | Oaktree Capital Group Holdings GP, LLC | Oaktree Holdings, Inc. | Oaktree Capital Group Holdings, L.P. | OAKTREE FUND GP I, L.P. | Oaktree Capital Group, LLC | OAKTREE CAPITAL MANAGEMENT LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · By OCM Marine Investments CTB, Ltd. | Holding | $0.01 exercise price | 2011-05-10 | ||
| 2011-05-06 | OCM Marine Investments CTB, Ltd. 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −23,091,811 0 owned after | $0.01 exercise price | 2011-05-10 |