Gaucho Group Holdings, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2023-09-20: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2023-09-15; Total offering amount $555,379.
- 2023-05-15: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2023-01-23; Total offering amount $13,500.
- 2023-03-30: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2022-12-31; Total offering amount $890,045.
- 2023-03-03: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2023-02-21; Total offering amount $11,235,956.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2023-09-20 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2023-09-15 | $555,379 | $405,000 | $150,379 | 3 |
| 2023-05-15 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2023-01-23 | $13,500 | $13,500 | $0 | 3 |
| 2023-03-30 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2022-12-31 | $890,045 | $890,045 | $0 | 38 |
| 2023-03-03 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2023-02-21 | $11,235,956 | $5,617,978 | $5,617,978 | 1 |
| 2023-02-22 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2023-02-10 | $591,104 | $591,000 | $104 | 9 |
| 2023-01-17 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Notes convertible into units consisting of one common share and one warrant to acquire one common share. | 2022-10-04 | $1,500,000 | $1,445,317 | $54,683 | 15 |
| 2022-12-23 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Notes convertible into units consisting of one common share and one warrant to acquire one common share. | 2022-10-04 | $1,500,000 | $1,224,000 | $276,000 | 15 |
| 2022-11-14 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Notes convertible into units consisting of one common share and one warrant to acquire one common share. | 2022-10-04 | $1,500,000 | $1,051,500 | $448,500 | 16 |
| 2022-10-19 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Notes convertible into units consisting of one common share and one warrant to acquire one common share. | 2022-10-04 | $1,500,000 | $814,000 | $686,000 | 7 |
| 2022-10-03 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2022-08-11 | $225,000 | $225,000 | $0 | 6 |
| 2022-09-13 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Units consisting of one common share and one warrant to acquire one common share. | 2022-08-30 | $1,735,752 | $1,735,752 | $0 | 22 |
| 2021-11-10 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2021-11-09 | $6,480,000 | $6,480,000 | $0 | 3 |
| 2021-02-22 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2020-10-14 | $7,397,887 | $669,000 | $6,728,887 | 16 |
| 2021-01-14 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2020-10-14 | $7,397,887 | $590,000 | $6,807,887 | 14 |
| 2021-01-05 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2020-10-14 | $7,397,887 | $230,000 | $7,167,887 | 11 |
| 2020-12-07 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2020-10-14 | $7,397,887 | $135,000 | $7,262,887 | 5 |
| 2020-11-12 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2020-08-25 | $10,000,000 | $2,602,113 | $7,397,887 | 25 |
| 2020-08-19 D/A | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2020-02-20 | $10,000,000 | $1,936,183 | $8,063,817 | 28 |
| 2020-08-10 D/A | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2020-02-20 | $10,000,000 | $1,701,355 | $8,298,645 | 26 |
| 2020-07-13 D/A | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2020-02-20 | $3,000,000 | $1,508,594 | $1,491,406 | 23 |
| 2020-05-29 D/A | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2020-02-20 | $3,000,000 | $840,000 | $2,160,000 | 11 |
| 2020-03-11 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2020-02-20 | $1,500,000 | $350,000 | $1,150,000 | 4 |
| 2018-05-23 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2017-12-11 | $2,046,730 | $2,046,730 | $0 | 19 |
| 2017-12-07 D/A | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2017-01-27 | $1,260,000 | $1,260,000 | $0 | 14 |
| 2017-08-15 D/A | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2017-01-27 | $1,260,000 | $1,260,000 | $0 | 14 |
| 2017-02-27 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2017-01-27 | $1,260,000 | $1,260,000 | $0 | 14 |