GATOS SILVER, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2019-06-19: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2019-05-24; Total offering amount $40,465,860.
- 2011-05-24: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale Yet to occur; Total offering amount $7,290,103.
- 2011-05-13: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-05-02; Total offering amount $4,036,900.
- 2011-04-28: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale Yet to occur; Total offering amount $0.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2019-06-19 | Rule 506(b) | Equity | 2019-05-24 | $40,465,860 | $25,195,860 | $15,270,000 | 8 |
| 2011-05-24 | Rule 506 | Equity | Yet to occur | $7,290,103 | $0 | $7,290,103 | 0 |
| 2011-05-13 | Rule 506 | Equity | 2011-05-02 | $4,036,900 | $4,036,900 | $0 | 2 |
| 2011-04-28 D/A | Rule 506 | Equity | Yet to occur | $0 | $0 | $0 | 0 |
| 2011-03-30 | Rule 506 | Equity | 2011-03-30 | $3,000,000 | $500,000 | $2,500,000 | 1 |